Susan P. Hubbell Sanchez

ASSUREDPARTNERS INVESTMENT ADVISORS

Houston, TX 77024

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CRD#: 6318484

Professional summary

Susan Patricia Hubbell Sanchez, who also goes by Susan P Hubbell, Susan Patricia Hubbell, Susan Patricia Sanchez, is a registered financial advisor currently at ASSUREDPARTNERS INVESTMENT ADVISORS located in Houston, Texas.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Susan has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Susan P Hubbell | Susan Patricia Hubbell | Susan Patricia Sanchez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ASSUREDPARTNERS; INVESTMENT RELATED; 840 GESSNER STE 700 HOUSTON, TX 77024; BENEFITS INSURANCE; ADVISOR; 12/17/2023; 10 HOURS PER MONTH; 10 HOURS DURING TRADING HOURS; IN THE COURSE OF ADVISORY BUSINESS TO 401(K) PLANS MAY REFER 401(K) CLIENTS FOR TO BENEFITS DEPARTMENT FOR CONSULTING. 2. Insurance agent for property and casualty insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Patricia Hubbell Sanchez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2024 - Present

ASSUREDPARTNERS INVESTMENT ADVISORS

Office #1: 840 Gessner Rd. Suite 700, Houston, TX 77024

RIA

CRD#: 309550

Houston, TX

Past

December 22, 2023 - December 17, 2024

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

Houston, TX

Past

December 19, 2021 - December 4, 2023

CREATIVE PLANNING

RIA

CRD#: 105348

Dallas, TX

Past

October 29, 2020 - December 31, 2021

LOCKTON INVESTMENT ADVISORS, LLC

RIA

CRD#: 144133

Dallas, TX

Past

May 8, 2019 - December 14, 2021

LOCKTON INVESTMENT SECURITIES, LLC

CRD#: 137476

DALLAS, TX

Past

June 5, 2014 - May 10, 2019

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/27/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/5/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

CRD#: 309550 / SEC#: 801-117771

RIA

Registered Investment Advisory firm - (12/10/2019 Approved)

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Contact information

Main Address

4600 W. Cypress Street Suite 405, Tampa, FL 33607

Mailing Address

Phone number

(407) 708-0050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASSUREDPARTNERS INVESTMENT ADVISORS ADV PART 2A SEPT 2, 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	3,759
AUM (Assets Under Management)	$ 3,251,947,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Susan P. Hubbell Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Patricia Hubbell Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD INVESTMENT ADVISORS, LLC

CREATIVE PLANNING

LOCKTON INVESTMENT ADVISORS, LLC

LOCKTON INVESTMENT SECURITIES, LLC

ADP BROKER-DEALER, INC.

Primary Firm SEC Registration

ASSUREDPARTNERS INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/2020

Series 63

Date: 5/27/2014

SIE

Date: 10/1/2018

Series 6

Date: 6/5/2014

Current Firm

ASSUREDPARTNERS INVESTMENT ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASSUREDPARTNERS INVESTMENT ADVISORS

TRUST BUT VERIFY

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