Scott R Waskiewicz
AIF®Professional Summary
Scott R Waskiewicz, AIF®, who also goes by Scott Richard Waskiewicz, Scott Waskiewicz, is a registered financial advisor currently at USI ADVISORS located in Glastonbury, Connecticut and USI SECURITIES, INC. located in Glastonbury, Connecticut. Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Scott has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Richard Waskiewicz, Scott Waskiewicz
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
12 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.
Contact Information
Main Address
95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033Phone Number
(860) 633-5283# of Employees
79SEC notice filing (49 States and Territories)
Registered to provide investment advisory services in 49 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
1,355AUM (Assets Under Management)
$56,282,631,536Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
USI ADVISORS | USICG ADVISORS INC. | USICG ADVISORS INC | USI ADVISORS, INC.
State Registrations and Notice Filings
(9/14/2021)
(6/3/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2024About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2014About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Scott R Waskiewicz's CRS (Customer Relationship Summary).
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