Sean M. Williams

CADENCE WEALTH PARTNERS

CONCORD, NC 28025

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CRD#: 6317830

Professional summary

Sean Michael Williams, CFP®, ChFC®, CLU® is a registered financial advisor currently at CADENCE WEALTH PARTNERS, LLC located in Concord, North Carolina.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Sean has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH CADENCE WEALTH PARTNERS, LLC FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 100% OWNER, CHAIRMAN OF THE BOARDS, 506 CHANNING CIRCLE NW, CONCORD, NORTH CAROLINA, 28027, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 02/15/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKING WOODEN GIFTS. CUTTING BOARDS, BOTTLE OPENERS, ETC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 29, 2024 - Present

CADENCE WEALTH PARTNERS, LLC

Office #1: 845 Church St N Suite 205, Concord, NC 28025

RIA

CRD#: 329274

CONCORD, NC

Past

March 3, 2022 - February 29, 2024

INSTRUMENTAL WEALTH, LLC

RIA

CRD#: 310788

CONCORD, NC

Past

June 3, 2014 - April 15, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Huntersville, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/18/2024)

IAR

North Carolina
(2/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/10/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/2/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/3/2014

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 1/5/2017

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CADENCE WEALTH PARTNERS, LLC

CADENCE WEALTH PARTNERS | CADENCE WEALTH PARTNERS, LLC

CRD#: 329274 / SEC#:

Florida

Registered Investment Advisory firm - (4/18/2024 Approved)

North Carolina

Registered Investment Advisory firm - (2/29/2024 Approved)

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Contact information

Main Address

845 Church St N Suite 205, Concord, NC 28025

Mailing Address

Phone number

(704) 493-6919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 24,957,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean M. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADENCE WEALTH PARTNERS, LLC

INSTRUMENTAL WEALTH, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/10/2014

Series 7TO

Date: 2/2/2021

SIE

Date: 10/1/2018

Series 6

Date: 6/3/2014

Series 26

Date: 1/5/2017

Current Firm

CADENCE WEALTH PARTNERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CADENCE WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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