WB
Wayne W. Boyles
THOMPSON SIEGEL & WALMSLEY LLC
Richmond, VA 23230
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CRD#: 6317607
WB
Professional summary
Wayne Winborne Boyles is a registered financial advisor currently at THOMPSON SIEGEL & WALMSLEY LLC located in Richmond, Virginia and FUNDS DISTRIBUTOR, LLC located in Richmond, Virginia.
Wayne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Wayne has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) THOMPSON, SIEGEL & WALMSLEY LLC, RICHMOND, VA, INVESTMENT RELATED-RIA, START DATE 3/19/18, CHIEF COMPLIANCE OFFICER, OVERSIGHT OF COMPLIANCE PROGRAM, 160 HOURS PER MONTH WITH ALL DURING SECURITIES TRADING HOURS. 2) IN ADDITION TO BEING AN INVESTMENT ADVISOR REPRESENTATIVE OF Thompson, Siegel & Walmsley LLC, THIS ASSOCIATE IS A REGISTERED REPRESENTATIVE OF Funds Distributor, LLC, AN UNAFFILIATED BROKER DEALER. THE ASSOCIATE IS A REGISTERED REPRESENTATIVE FOR PURPOSES OF Funds Distributor, LLC. 3) Toluca Properties LLC; Non-Investment Related; Raleigh, NC; 9/5/2019; Property Rental; POA for Member; No official/regular duties - LLC formed to rent out condo in Chapel Hill, NC. Day-to-day property rental and administration activities to a rental company; 1 hour per month with 0 during trading hours. 4) St. Mary's Episcopal Church; Richmond, VA; Investment related - Yes; Started 09/23/2022; Religious Organization; Finance Committee Member; Service on church finance committee; 1 hour per month with 0 hours during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Winborne Boyles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2018 - Present
THOMPSON SIEGEL & WALMSLEY LLC
Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230RIA
CRD#: 105726
Richmond, VA
Current
July 2, 2019 - Present
FUNDS DISTRIBUTOR, LLC
Office #1: 6641 West Broad Street Suite 600, Richmond, VA 23230BD
CRD#: 7174
Richmond, VA
Past
June 15, 2016 - March 5, 2018
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
Cincinnati, OH
Past
October 23, 2015 - March 5, 2018
TOUCHSTONE SECURITIES, INC.
BD
CRD#: 1526
CINCINNATI, OH
Past
September 23, 2014 - March 5, 2018
TOUCHSTONE ADVISORS INC
RIA
CRD#: 107028
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726 / SEC#: 801-6273
RIA
Registered Investment Advisory firm - (1/17/1970 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(5/8/2018)
RR
Virginia(7/2/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
THOMPSON SIEGEL & WALMSLEY LLC
THOMPSON SIEGEL & WALMSLEY INC | WPS CAPITAL MANAGEMENT, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | WPS CAPITAL FUND, LLC (RELYING ADVISER) SEE SCHEDULE D - MISC. FOR FURTHER INFORMATION | THOMPSON, SIEGEL & WALMSLEY | THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726 / SEC#: 801-6273
RIA
Registered Investment Advisory firm - (1/17/1970 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6641 West Broad Street Suite 600, Richmond, VA 23230
Mailing Address
Phone number
(804) 353-4500
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,775 |
| AUM (Assets Under Management) | $ 20,812,400,000 |
Red Flags
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Company Information
THOMPSON SIEGEL & WALMSLEY LLC
CRD#: 105726Richmond, VA 23230TRUST BUT VERIFY
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