Paul A. Lightfoot

OPTIMA ASSET MANAGEMENT

Dallas, TX 75231

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CRD#: 6317454

Professional summary

Paul Alan Lightfoot, CFP®, CIMA®, CPWA® is a registered financial advisor currently at OPTIMA ASSET MANAGEMENT INC located in Dallas, Texas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Paul has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Lightfoot's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

CIMA^®

Certified Investment Management Analyst

CPWA^®

Certified Private Wealth Advisor

Start date: 2019-11-11

Expire date: 2024-03-31

Experience

Current

August 31, 2017 - Present

OPTIMA ASSET MANAGEMENT INC

Office #1: 8144 Walnut Hill Lane Suite 1180, Dallas, TX 75231

RIA

CRD#: 106095

Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIMA ASSET MANAGEMENT INC

CRD#: 106095 / SEC#: 801-52409

RIA

Registered Investment Advisory firm - (7/12/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/31/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2008

Uniform Investment Adviser Law Examination

Current Firm

OPTIMA ASSET MANAGEMENT INC

CRD#: 106095 / SEC#: 801-52409

RIA

Registered Investment Advisory firm - (7/12/1996 Approved)

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Contact information

Main Address

8144 Walnut Hill Lane Suite 1180, Dallas, TX 75231

Mailing Address

Phone number

(972) 726-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/19/2025)

Regulatory assets under management

Total Number of Accounts	284
AUM (Assets Under Management)	$ 607,144,932

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul A. Lightfoot

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Lightfoot's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMA ASSET MANAGEMENT INC

Primary Firm SEC Registration

OPTIMA ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2008

Current Firm

OPTIMA ASSET MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIMA ASSET MANAGEMENT INC

TRUST BUT VERIFY

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