Jonathan R. Thrall

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CRD#: 6317452

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Rando Thrall, who also goes by Jon R Thrall, Jonathan R Thrall, Jonathan Thrall, was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2014. Jonathan had worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Aliases

Jon R Thrall | Jonathan R Thrall | Jonathan Thrall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2026 - June 29, 2026

CAPSTONE INVESTMENT GROUP

RIA

CRD#: 159918

OLYMPIA, WA

Past

November 10, 2023 - April 2, 2025

STONE OAK WEALTH MANAGEMENT, LLC

RIA

CRD#: 288217

SAN ANTONIO, TX

Past

November 14, 2022 - November 3, 2023

USAA INVESTMENT SERVICES COMPANY

RIA

CRD#: 5475

SAN ANTONIO, TX

Past

November 14, 2022 - November 3, 2023

USAA INVESTMENT SERVICES COMPANY

CRD#: 5475

SAN ANTONIO, TX

Past

March 20, 2019 - August 19, 2021

EDWARD JONES

RIA

CRD#: 250

Shavano Park, TX

Past

February 16, 2019 - August 19, 2021

EDWARD JONES

CRD#: 250

Shavano Park, TX

Past

August 11, 2014 - February 25, 2015

EDWARD JONES

RIA

CRD#: 250

BOERNE, TX

Past

July 14, 2014 - February 25, 2015

EDWARD JONES

CRD#: 250

BOERNE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE INVESTMENT GROUP

CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC

CRD#: 159918 / SEC#: 801-121820

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Arizona

Registered Investment Advisory firm - (12/8/2020 Terminated)

California

Registered Investment Advisory firm - (9/8/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/7/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/8/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/16/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/14/2014

General Securities Representative Examination

Current Firm

CAPSTONE INVESTMENT GROUP

CAPSTONE INVESTMENT GROUP | CAPSTONE TRUST | CAPSTONE INVESTMENT GROUP, LLC

CRD#: 159918 / SEC#: 801-121820

RIA

Registered Investment Advisory firm - (7/22/2021 Approved)

Arizona

Registered Investment Advisory firm - (12/8/2020 Terminated)

California

Registered Investment Advisory firm - (9/8/2021 Terminated)

Oregon

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Washington

Registered Investment Advisory firm - (4/7/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (12/8/2020 Terminated)

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Contact information

Main Address

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

Mailing Address

2405 Evergreen Park Drive Sw Bldg A, Olympia, WA 98502

Phone number

(360) 570-9888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts	1,178
AUM (Assets Under Management)	$ 152,420,481

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan R. Thrall

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

STONE OAK WEALTH MANAGEMENT, LLC

USAA INVESTMENT SERVICES COMPANY

USAA INVESTMENT SERVICES COMPANY

EDWARD JONES

EDWARD JONES

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

CAPSTONE INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2019

Series 7TO

Date: 2/16/2019

SIE

Date: 2/25/2015

Series 7

Date: 7/14/2014

Current Firm

CAPSTONE INVESTMENT GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE INVESTMENT GROUP

TRUST BUT VERIFY

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