Luke Lannister
Professional summary
Luke Lannister was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Luke Lannister, who also goes by Luke Foster Lannister, Lucas Foster Seward, Lucas Seward, was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2014. Luke had worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2021 - November 28, 2023
GROVE POINT ADVISORS, LLC
February 16, 2021 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
February 16, 2021 - November 28, 2023
GROVE POINT INVESTMENTS, LLC
May 18, 2016 - January 15, 2021
CUSO FINANCIAL SERVICES, L.P.
May 12, 2016 - January 15, 2021
CUSO FINANCIAL SERVICES, L.P.
April 21, 2015 - January 22, 2016
CAPITAL ONE INVESTING, LLC
July 23, 2014 - January 13, 2015
KESTRA INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT ADVISORS, LLC
CRD#: 313171 / SEC#: 801-56879
Contact information
Regulatory assets under management
| Total Number of Accounts | 9,556 |
| AUM (Assets Under Management) | $ 2,470,347,917 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 10/26/2023 | ||
| 02/28/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
