William C. Rogers

QAPITAL INVEST

New York, NY 10016

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CRD#: 6317186

Professional summary

William Cullen Rogers, who also goes by Cullen Rogers, is a registered financial advisor currently at QAPITAL INVEST, LLC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. William has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cullen Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Cullen Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 17, 2019 - Present

QAPITAL INVEST, LLC

Office #1: 169 Madison Avenue Suite 2002, New York, NY 10016

RIA

CRD#: 283762

New York, NY

Past

April 23, 2025 - May 11, 2026

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

NEW YORK, NY

Past

March 19, 2021 - August 2, 2021

VENTURI PRIVATE WEALTH

RIA

CRD#: 169576

AUSTIN, TX

Past

April 26, 2014 - January 7, 2021

ASCENDANT ADVISORS, LLC

RIA

CRD#: 151127

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QAPITAL INVEST, LLC

CRD#: 283762 / SEC#: 801-112184

RIA

Registered Investment Advisory firm - (12/19/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/2014

Uniform Investment Adviser Law Examination

Current Firm

QAPITAL INVEST, LLC

CRD#: 283762 / SEC#: 801-112184

RIA

Registered Investment Advisory firm - (12/19/2017 Approved)

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Contact information

Main Address

169 Madison Avenue Suite 2002, New York, NY 10016

Mailing Address

Phone number

(646) 603-6904

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QAPITAL ADV PART 2 BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	30,166
AUM (Assets Under Management)	$ 42,060,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Cullen Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

QAPITAL INVEST, LLC

WEDBUSH SECURITIES INC.

VENTURI PRIVATE WEALTH

ASCENDANT ADVISORS, LLC

Primary Firm SEC Registration

QAPITAL INVEST, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/2014

Current Firm

QAPITAL INVEST, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QAPITAL INVEST, LLC

TRUST BUT VERIFY

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