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CM

Christian F. Mezzacappa

FELDSTEIN FINANCIAL GROUP
Basking Ridge, NJ
Some features on this profile are disabled
CRD#: 6317158
CM

Professional summary

Christian Frank Mezzacappa JR., who also goes by Christian Frank Mezzacappa, is a registered financial professional currently at FELDSTEIN FINANCIAL GROUP, LLC located in Basking Ridge, New Jersey.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2014. Christian has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christian Frank Mezzacappa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Frank Mezzacappa JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 6, 2014 - Present

FELDSTEIN FINANCIAL GROUP, LLC

Office #2: 1 Shadowbrook Lane, Basking Ridge, NJ 07920
BD
CRD#: 113988
Basking Ridge, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FELDSTEIN FINANCIAL GROUP, LLC
FELDSTEIN FINANCIAL GROUP, LLC

CRD#: 113988 / SEC#: , 8-53388

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
PREMIUM
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Contact information

Main Address
1 Shadowbrook Lane, Basking Ridge, NJ 07920
Mailing Address
1 Shadowbrook Lane, Basking Ridge, NJ 07920
Phone number
(908) 879-9559
Established
New Jersey since 10/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FELDSTEIN, STEVENPRESIDENT, CCO, AMLCO, ROSFP & MUNICIPAL PRINCIPAL1402510
APPELSON, STUART DAVIDFINOP2176520

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FELDSTEIN FINANCIAL GROUP, LLC

CRD#: 113988Basking Ridge, NJ

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