Tara M. Brunst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tara Michelle Brunst, who also goes by Tara Michelle Alofaituli, Tara Michelle Daw, Tara Michelle Mckenzie, Tara Mckenzie, was a registered financial professional .
Tara is a previously registered financial professional and started their career in finance in 2014. Tara had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2015 - October 24, 2019
SAGEGUARD WEALTH MANAGEMENT, INC.
September 11, 2014 - July 8, 2015
PNC WEALTH MANAGEMENT LLC
May 5, 2014 - July 8, 2015
PNC WEALTH MANAGEMENT LLC
State Registrations and Notice Filings
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Exams
Current Firm
SAGEGUARD WEALTH MANAGEMENT, INC.
CRD#: 158748 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
