Nathaniel P. Hodgson

PRESTIGE WEALTH MANAGEMENT GROUP

Flemington, NJ 08822

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CRD#: 6316610

Professional summary

Nathaniel Paul Hodgson, who also goes by Nathaniel Hodgson, is a registered financial advisor currently at PRESTIGE WEALTH MANAGEMENT GROUP, LLC located in Flemington, New Jersey and OSAIC WEALTH, INC. located in Flemington, New Jersey.

Nathaniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Nathaniel has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nathaniel Hodgson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Prestige Wealth Management Group;investment related;31 State Route 12, Flemington,NJ 08822;registered investment advisor;client services associate;8/21/2017;40 hrs/month;6.5 hrs during trading;support of client services department for PWMG preparation and processing of paperwork 2)Notary;Investment related: no; 31 State Route 12, Flemington NJ 08822; Nature or Structure of Business: N/A; Position: Notary; Start date: 09/25/2017; hours per month: 1; securities trading hours 1; Duties: Notarize documents for Prestige Wealth Management Clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Paul Hodgson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2018 - Present

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Office #1: 31 State Route 12, Flemington, NJ 08822

RIA

CRD#: 127381

Flemington, NJ

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 31 State Route 12, Flemington, NJ 08822

RIA

CRD#: 23131

FLEMINGTON, NJ

Past

May 7, 2018 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

FLEMINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD#: 127381 / SEC#: 801-72627

RIA

Registered Investment Advisory firm - (7/29/2011 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(9/4/2018)

New Jersey
(8/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/18/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/6/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

CRD#: 127381 / SEC#: 801-72627

RIA

Registered Investment Advisory firm - (7/29/2011 Approved)

New Jersey

Registered Investment Advisory firm - (11/10/2011 Terminated)

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Contact information

Main Address

31 State Route 12, Flemington, NJ 08822

Mailing Address

Phone number

(908) 782-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/12/2025)

ADV PART 2A - BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,280
AUM (Assets Under Management)	$ 599,368,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel P. Hodgson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Paul Hodgson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TRIAD ADVISORS LLC

Primary Firm SEC Registration

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/18/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/7/2018

Series 24

Date: 6/6/2019

FINRA

Current Firm

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRESTIGE WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

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