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SS

Samuel C. Sharples

Missoula, MT 59803
Some features on this profile are disabled
CRD#: 6316554
SS
Samuel Colton Sharples

Professional summary

Samuel Colton Sharples, who also goes by Sam Sharples, Samuel Sharples, was a registered financial advisor .

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Samuel had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Sam Sharples | Samuel Sharples

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 03/7/2023 - Simplicity Allegis (Allegis Advisor Group) / Cason Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Financial Producer/Advisor - Start Date - 08/01/2022 - 2 Hours Per Month/1 Hours During Securities Trading 2. 06/04/2026 - Montana Wealth - Investment Related - At Reported Business Location(s) - Started 06/23/2026 - 160 Hours Per Month/130 Hours During Securities Trading/ 130 hours during trading.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 15, 2026 - Present

Office #1: 331 Sw Higgins Ave, Missoula, MT 59803
Missoula, MT
Past

July 13, 2015 - September 29, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
MISSOULA, MT
Past

July 13, 2015 - September 29, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
MISSOULA, MT
Past

November 21, 2014 - July 8, 2015

WADDELL & REED

RIA
CRD#: 866
BOZEMAN, MT
Past

September 11, 2014 - July 7, 2015

WADDELL & REED

BD
CRD#: 866
BOZEMAN, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/16/2026)
IAR
Montana
(9/15/2026)

Exams

What does exam status mean?
State Security Law Exam
PR
IAR
Series 66
Status Unavailable
Passed: 11/20/2014
Uniform Combined State Law Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 9/11/2014
General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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