Darren J. Lepak

FIAT WEALTH MANAGEMENT

Wayzata, MN 55391

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CRD#: 6316178

Professional summary

Darren Joseph Lepak, who also goes by Darren Joseph Lepak, is a registered financial advisor currently at FIAT WEALTH MANAGEMENT located in Wayzata, Minnesota.

Darren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Darren has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darren Joseph Lepak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) INDEPENDENT INSURANCE AGENT - 8/31/2020 - 5915 Yucca Lane, Plymouth, MN 55446 - Insurance agent, Writing insurance for family, friends and referrals, Investment related, Insurance business, 4 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Joseph Lepak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 9, 2022 - Present

FIAT WEALTH MANAGEMENT

Office #1: 1905 Wayzata Blvd Suite 320, Wayzata, MN 55391

RIA

CRD#: 318201

Wayzata, MN

Past

February 14, 2022 - June 11, 2022

FOUNDATIONS INVESTMENT ADVISORS LLC

RIA

CRD#: 175083

Plymouth, MN

Past

September 1, 2020 - January 21, 2022

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

August 1, 2017 - March 3, 2020

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

December 22, 2015 - August 2, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

February 5, 2015 - October 14, 2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MANKATO, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIAT WEALTH MANAGEMENT

FIAT WEALTH MANAGEMENT | FIAT WEALTH MANAGEMENT LLC

CRD#: 318201 / SEC#: 801-123255

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(8/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/5/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FIAT WEALTH MANAGEMENT

FIAT WEALTH MANAGEMENT | FIAT WEALTH MANAGEMENT LLC

CRD#: 318201 / SEC#: 801-123255

RIA

Registered Investment Advisory firm - (2/18/2022 Approved)

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Contact information

Main Address

1905 Wayzata Blvd Suite 320, Wayzata, MN 55391

Mailing Address

Phone number

(952) 426-9116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIAT WEALTH MANAGEMENT, LLC FORM ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	2,014
AUM (Assets Under Management)	$ 370,627,618

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darren J. Lepak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darren Joseph Lepak's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNDATIONS INVESTMENT ADVISORS LLC

THE LEADERS GROUP, INC.

ALLIANZ LIFE FINANCIAL SERVICES, LLC

QUESTAR CAPITAL CORPORATION

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

FIAT WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2021

Series 63

Date: 2/23/2015

SIE

Date: 10/1/2018

Series 6

Date: 2/5/2015

Current Firm

FIAT WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIAT WEALTH MANAGEMENT

TRUST BUT VERIFY

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