Salvatore Paternico

W & S MANAGEMENT SERVICES

Rochester, NY 14612

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CRD#: 6316104

Professional summary

Salvatore Paternico, CFP®, who also goes by Salvatore Joseph Paternico, is a registered financial advisor currently at W & S MANAGEMENT SERVICES, INC. located in Rochester, New York.

Salvatore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Salvatore has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Salvatore Joseph Paternico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore Paternico's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

July 20, 2021 - Present

W & S MANAGEMENT SERVICES, INC.

Office #1: 470 Long Pond Road Suite 200, Rochester, NY 14612

RIA

CRD#: 127852

Rochester, NY

Past

July 15, 2015 - March 3, 2021

ESL INVESTMENT SERVICES, LLC

CRD#: 139176

ROCHESTER, NY

Past

May 15, 2015 - March 23, 2021

LPL FINANCIAL LLC

CRD#: 6413

ROCHESTER, NY

Past

July 9, 2014 - May 11, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

W & S MANAGEMENT SERVICES, INC.

CRD#: 127852 / SEC#: 801-69165

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

New York

Registered Investment Advisory firm - (10/19/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/25/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/5/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/9/2014

General Securities Representative Examination

Current Firm

W & S MANAGEMENT SERVICES, INC.

CRD#: 127852 / SEC#: 801-69165

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

New York

Registered Investment Advisory firm - (10/19/2000 Approved)

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Contact information

Main Address

470 Long Pond Road Suite 200, Rochester, NY 14612

Mailing Address

Phone number

(585) 720-9971

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

W&S INDIVIDUALS (3/30/2025)

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 134,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salvatore Paternico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore Paternico's CRS (Customer Relationship Summary).

Certified licenses

Experience

ESL INVESTMENT SERVICES, LLC

LPL FINANCIAL LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

W & S MANAGEMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/25/2014

Series 7TO

Date: 7/5/2022

SIE

Date: 10/1/2018

Series 7

Date: 7/9/2014

Current Firm

W & S MANAGEMENT SERVICES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

W & S MANAGEMENT SERVICES, INC.

TRUST BUT VERIFY

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