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JP

James D. Pickert

KANAWHA CAPITAL MANAGEMENT
Richmond, VA 23226-3759
Some features on this profile are disabled
CRD#: 6315960
JP

Professional summary

James D Pickert, CFP®, who also goes by James David Pickert, is a registered financial advisor currently at KANAWHA CAPITAL MANAGEMENT, LLC located in Richmond, Virginia.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

James David Pickert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James D Pickert's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2020

Experience

Current

April 10, 2023 - Present

KANAWHA CAPITAL MANAGEMENT, LLC

Office #1: 7201 Glen Forest Drive Suite 200, Richmond, VA 23226-3759
RIA
CRD#: 118458
Richmond, VA
Past

January 8, 2015 - March 30, 2023

WEALTHSPIRE ADVISORS

RIA
CRD#: 106259
MIDLOTHIAN, VA
Past

June 18, 2014 - November 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
RICHMOND, VA
Past

May 19, 2014 - November 25, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KC
KANAWHA CAPITAL MANAGEMENT, LLC
KANAWHA CAPITAL MANAGEMENT | WEALTHTRUST - KANAWHACAPITAL | WEALTHTRUST - KANAWHA CAPITAL | KANAWHA CAPITAL MANAGMENT, LLC | KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458 / SEC#: 801-60800

RIA
Registered Investment Advisory firm - (11/15/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Virginia
(4/10/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/17/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/25/2014
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/19/2014
General Securities Representative Examination

Current Firm

KC
KANAWHA CAPITAL MANAGEMENT, LLC
KANAWHA CAPITAL MANAGEMENT | WEALTHTRUST - KANAWHACAPITAL | WEALTHTRUST - KANAWHA CAPITAL | KANAWHA CAPITAL MANAGMENT, LLC | KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458 / SEC#: 801-60800

RIA
Registered Investment Advisory firm - (11/15/2001 Approved)
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Contact information

Main Address
7201 Glen Forest Drive Suite 200, Richmond, VA 23226-3759
Mailing Address
Phone number
(804) 359-3900
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KCM ADV 2A&B (3/25/2025)

Regulatory assets under management

Total Number of Accounts1,378
AUM (Assets Under Management)$ 1,641,779,758

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/22/2025
Cover Page
Report
10/28/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KANAWHA CAPITAL MANAGEMENT, LLC

CRD#: 118458Richmond, VA 23226-3759

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