Joshua C. Spencer

PALMETTO PRIVATE WEALTH

Spartanburg, SC 29306

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CRD#: 6315572

Professional summary

Joshua Clinton Spencer, who also goes by Josh C Spencer, Josh Clinton Spencer, Josh Spencer, is a registered financial advisor currently at PALMETTO PRIVATE WEALTH, LLC located in Spartanburg, South Carolina.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joshua has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh C Spencer | Josh Clinton Spencer | Josh Spencer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed insurance professional; same address; not investment-related; less than 10% of time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Clinton Spencer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2024 - Present

PALMETTO PRIVATE WEALTH, LLC

Office #1: 1200 John B. White Sr. Blvd., Spartanburg, SC 29306

RIA

CRD#: 328052

Spartanburg, SC

Past

April 5, 2021 - February 12, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPARTANBURG, SC

Past

April 5, 2021 - February 12, 2024

LPL FINANCIAL LLC

CRD#: 6413

SPARTANBURG, SC

Past

August 20, 2018 - April 6, 2021

FIRST CITIZENS INVESTOR SERVICES, INC.

RIA

CRD#: 44430

Lyman, SC

Past

August 20, 2018 - April 6, 2021

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD#: 44430

Lyman, SC

Past

April 10, 2017 - August 24, 2018

EDWARD JONES

RIA

CRD#: 250

GREENVILLE, SC

Past

April 10, 2017 - August 24, 2018

EDWARD JONES

CRD#: 250

GREENVILLE, SC

Past

December 24, 2016 - April 11, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

SPARTANBURG, SC

Past

December 23, 2016 - April 11, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

SPARTANBURG, SC

Past

July 30, 2014 - August 25, 2015

EDWARD JONES

RIA

CRD#: 250

GAFFNEY, SC

Past

May 28, 2014 - August 25, 2015

EDWARD JONES

CRD#: 250

GAFFNEY, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(2/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/28/2014

General Securities Representative Examination

Current Firm

PALMETTO PRIVATE WEALTH, LLC

PALMETTO PRIVATE WEALTH ADVISORS, LLC | PALMETTO PRIVATE WEALTH, LLC

CRD#: 328052 / SEC#:

North Carolina

Registered Investment Advisory firm - (2/9/2024 Approved)

South Carolina

Registered Investment Advisory firm - (12/21/2023 Approved)

Texas

Registered Investment Advisory firm - (4/18/2024 Conditional Restricted)

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Contact information

Main Address

1200 John B. White Sr. Blvd., Spartanburg, SC 29306

Mailing Address

Phone number

(864) 804-6640

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 49,145,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua C. Spencer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Clinton Spencer's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST CITIZENS INVESTOR SERVICES, INC.

FIRST CITIZENS INVESTOR SERVICES, INC.

EDWARD JONES

EDWARD JONES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2014

SIE

Date: 10/1/2018

Series 7

Date: 5/28/2014

Current Firm

PALMETTO PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALMETTO PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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