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JM

Joseph Matthew Mancuso

CRD# 6315227·Registered 2014 - 2017
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Matthew Mancuso, who also goes by Joseph Mancuso, Matt Mancuso, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 2014 - 2017. Joseph had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph Mancuso, Matt Mancuso

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

ASCENDANT ALTERNATIVE STRATEGIES, LLC·CRD# 283881
BD
Austin, TX
March 26, 2017 - April 21, 2017
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
Austin, TX
September 30, 2016 - March 29, 2017
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
The Woodlands, TX
May 30, 2014 - May 25, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
The Woodlands, TX
May 9, 2014 - May 25, 2016

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Current Firm

AA
ASCENDANT ALTERNATIVE STRATEGIES, LLC

ASCENDANT ALTERNATIVE STRATEGIES, LLC | KENSINGTON ANALYTICS

CRD#: 283881 / SEC#: 8-69769
BD
Cancelled by SEC on 09/28/2023

Contact Information

Established

Delaware since 04/11/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DJ PARTNERS, LLCMEMBER—
MR RANGER LLCMEMBER—
COHEN, EDWARD BARRYFINOP/PFO/POO1029283
MARTINO, MARK DAVIDCEO/CCO1010228

Disclosures

Regulatory Event

1

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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