Harutyun S. Poghosyan

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CRD#: 6315088

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Harutyun Samveli Poghosyan, who also goes by Harut Poghosyan, Harutyun Samueli Poghosyan, was a registered financial professional .

Harutyun is a previously registered financial professional and started their career in finance in 2014. Harutyun had worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Harut Poghosyan | Harutyun Samueli Poghosyan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 23, 2014 - April 16, 2015

SCOTTRADE, INC.

CRD#: 8206

WESTMINSTER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 1/26/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2014

General Securities Representative Examination

Current Firm

SCOTTRADE, INC.

SCOTTRADE, INC. | SCOTTSDALE SECURITIES, INC.

CRD#: 8206 / SEC#: , 8-24760

Terminated by SEC on 09/07/2018

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Contact information

Main Address

Mailing Address

Phone number

Established

Arizona since 05/01/1980

Firm type

Corporation

Fiscal year end

September

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
TD AMERITRADE ONLINE HOLDINGS CORP.	OWNER
BOUDROT, SUSAN M	CHIEF COMPLIANCE OFFICER	2472538
BOYLE, STEPHEN JOHN	CHIEF FINANCIAL OFFICER	6501238
DESILVA, PETER JAMES	PRESIDENT, DIRECTOR	1740057
KIMM, DAVID ROBERT	CHIEF RISK OFFICER	722941
NALLY, THOMAS ANDREW	EVP, INSTITUTIONAL SERVICES	2479301
QUIRK, STEVEN MARK	SVP, TRADER GROUP	2728768
RICKETTS, JUDITH K	VP, MD OPERATIONS	2758924
YATES, WILLIAM THOMAS	TREASURER, FINOP	2749545

Disclosures

Regulatory Event	51
Arbitration	33
Bond	1

Red Flags

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