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Gregory P Drozda

PROFUSION PRIVATE WEALTH
ST. LOUIS, MO
·CRD# 6315050·12 years experience

Professional Summary

Gregory P Drozda is a registered financial advisor currently at PROFUSION PRIVATE WEALTH located in St. Louis, Missouri. Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gregory has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

PROFUSION PRIVATE WEALTH·CRD# 167003
RIA
7711 Bonhomme Ave Ste 600, St. Louis, MO 63105
October 10, 2025 - Present
EQUIS GROUP LLC·CRD# 132755
RIA
Tampa, FL
March 26, 2014 - June 16, 2025

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Current Firm

PP
PROFUSION PRIVATE WEALTH

FROST FINANCIAL | PROFUSION PRIVATE WEALTH | PROFUSION FINANCIAL, INC. | PROFUSION FINANCIAL

CRD#: 167003 / SEC#: 801-131756
RIA
Registered Investment Advisory firm - SEC (1/6/2025 Approved)
Iowa
Registered Investment Advisory firm - Iowa (1/10/2025 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (1/10/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/10/2025 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (1/13/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7711 Bonhomme Ave Ste 600, St. Louis, MO 63105

Phone Number

(314) 441-6107

# of Employees

3

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

390

AUM (Assets Under Management)

$175,720,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am life/health insurance licensed. I receive commissions for the life, health, and disability insurance products that are secured for my clients. I consult with a local (St. Louis) coffee company on strategy, operations, and business development efforts for which I receive a fee and/or commissions.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PROFUSION PRIVATE WEALTH

FROST FINANCIAL | PROFUSION PRIVATE WEALTH | PROFUSION FINANCIAL, INC. | PROFUSION FINANCIAL

CRD#: 167003 / SEC#: 801-131756
RIA
Registered Investment Advisory firm - SEC (1/6/2025 Approved)
Iowa
Registered Investment Advisory firm - Iowa (1/10/2025 Terminated)
Missouri
Registered Investment Advisory firm - Missouri (1/10/2025 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/10/2025 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (1/13/2025 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2014About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Gregory P Drozda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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GD
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