Gregory P. Drozda

PROFUSION FINANCIAL

St. Louis, MO 63105

Some features on this profile are disabled

CRD#: 6315050

Professional summary

Gregory P Drozda is a registered financial advisor currently at PROFUSION FINANCIAL located in St. Louis, Missouri.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Gregory has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory P Drozda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2025 - Present

PROFUSION FINANCIAL

Office #1: 7711 Bonhomme Ave Ste 600, St. Louis, MO 63105

RIA

CRD#: 167003

St. Louis, MO

Past

March 26, 2014 - June 16, 2025

EQUIS GROUP LLC

RIA

CRD#: 132755

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROFUSION FINANCIAL

FROST FINANCIAL | PROFUSION FINANCIAL, INC. | PROFUSION FINANCIAL

CRD#: 167003 / SEC#: 801-131756

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

Iowa

Registered Investment Advisory firm - (1/10/2025 Terminated)

Missouri

Registered Investment Advisory firm - (1/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/10/2025 Terminated)

Virginia

Registered Investment Advisory firm - (1/13/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/2014

Uniform Investment Adviser Law Examination

Current Firm

PROFUSION FINANCIAL

FROST FINANCIAL | PROFUSION FINANCIAL, INC. | PROFUSION FINANCIAL

CRD#: 167003 / SEC#: 801-131756

RIA

Registered Investment Advisory firm - (1/6/2025 Approved)

Iowa

Registered Investment Advisory firm - (1/10/2025 Terminated)

Missouri

Registered Investment Advisory firm - (1/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (1/10/2025 Terminated)

Virginia

Registered Investment Advisory firm - (1/13/2025 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7711 Bonhomme Ave Ste 600, St. Louis, MO 63105

Mailing Address

Phone number

(314) 441-6107

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/7/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 124,930,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gregory P. Drozda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory P Drozda's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFUSION FINANCIAL

EQUIS GROUP LLC

Primary Firm SEC Registration

PROFUSION FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/2014

Current Firm

PROFUSION FINANCIAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROFUSION FINANCIAL

TRUST BUT VERIFY

Similar Advisors