Colleen J. Macleod
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colleen Jane Macleod was a registered financial professional .
Colleen is a previously registered financial professional and started their career in finance in 2017. Colleen had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2020 - January 31, 2022
BBR PARTNERS, LLC
February 17, 2017 - March 11, 2019
SCS CAPITAL MANAGEMENT LLC
Primary Firm SEC Registration
BBR PARTNERS, LLC
CRD#: 109688 / SEC#: 801-57219
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BBR PARTNERS, LLC
CRD#: 109688 / SEC#: 801-57219
Contact information
SEC notice filing (41 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,800 |
| AUM (Assets Under Management) | $ 31,177,300,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 01/22/2025 | ||
| 01/22/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
