KN
Keith J. Nichol
CARRERA CAPITAL ADVISORS
Troy, MI 48084-5611
Some features on this profile are disabled
CRD#: 6314789
KN
Professional summary
Keith John Nichol, who also goes by Keith John Nichol, is a registered financial advisor currently at CARRERA CAPITAL ADVISORS located in Troy, Michigan.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Keith has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Keith John Nichol
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OUTSIDE INSURANCE GENERAL SALES/SERVICING, GENERAL SALES/SERVICING, START DATE: 12/16/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SELL INSURANCE AFTER NORTHWESTERN MUTUAL EITHER DECLINES OR RATES; NOT INVESTMENT-RELATED. 2. 50% OWNER, 211 ROCHESTER ROAD, 2111 ROCHESTER ROAD, ROYAL OAK, , MICHIGAN, 48073, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD; INVESTMENT-RELATED. 3. 50% OWNER, KN & AN REAL ESTATE 2107 LLC, 2107 ROCHESTER RD, ROYAL OAK, , MICHIGAN, 48073, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE- MY WIFE HANDLES AND LANDLORD RELATED ITEMS BUT MY NAME IS ON THE MORTGAGE AND THE DEED; INVESTMENT-RELATED. 4. 53% OWNER, MKJ COMPANY, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/06/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 5. 66.66% OWNER, KN7 HOLDINGS LLC, 5764 BLANDFORD RD, BLOOMFIELD HILLS, , MICHIGAN, 48302, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 3/3/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOLDING COMPANY; NOT INVESTMENT-RELATED. 6. 80% OWNER, KN7 HOLDINGS II LLC, 5764 BLANDFORD RD, BLOOMFIELD HILLS, , MICHIGAN, 48302, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 8/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HOLDING COMPANY; NOT INVESTMENT-RELATED. 7. 100% OWNER, KN SEVEN LLC, LEGAL ENTITY, START DATE: 12/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5; LEGAL ENTITY FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Keith John Nichol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 20, 2024 - Present
CARRERA CAPITAL ADVISORS
Office #1: 901 Wilshire Drive Suite 565, Troy, MI 48084-5611RIA
CRD#: 330834
Troy, MI
Past
October 20, 2015 - May 16, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
TROY, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CARRERA CAPITAL ADVISORS
CARRERA CAPITAL ADVISORS | MKJ COMPANY, LLC | CARRERA CAPITAL ADVISORS, LLC
CRD#: 330834 / SEC#: 801-130197
RIA
Registered Investment Advisory firm - (5/13/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/20/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/6/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CARRERA CAPITAL ADVISORS
CARRERA CAPITAL ADVISORS | MKJ COMPANY, LLC | CARRERA CAPITAL ADVISORS, LLC
CRD#: 330834 / SEC#: 801-130197
RIA
Registered Investment Advisory firm - (5/13/2024 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
901 Wilshire Drive Suite 565, Troy, MI 48084-5611
Mailing Address
Phone number
(248) 362-5009
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,461 |
| AUM (Assets Under Management) | $ 647,652,930 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
