AK
Allen W. Keller
HORNOR, TOWNSEND & KENT
Tampa, FL
Some features on this profile are disabled
CRD#: 6314648
AK
Professional summary
Allen William Keller, who also goes by Allen W Keller, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Tampa, Florida.
Allen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Allen has worked at 11 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 52, Series 31, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Allen W Keller
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Allen William Keller's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Allen William Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #2: 161 Washington St Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Tampa, FL
Current
January 23, 2024 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #2: 161 Washington St Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Tampa, FL
Past
August 31, 2021 - January 23, 2024
G. A. REPPLE & COMPANY
RIA
CRD#: 17486
TAMPA, FL
Past
July 30, 2021 - January 23, 2024
G. A. REPPLE & COMPANY
BD
CRD#: 17486
CASSELBERRY, FL
Past
September 13, 2019 - December 31, 2019
AMERICAN ADVISORY NETWORK, LLC
RIA
CRD#: 304052
Tampa, FL
Past
September 9, 2019 - December 22, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Tampa, FL
Past
September 5, 2019 - December 22, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Tampa, FL
Past
April 11, 2018 - April 1, 2019
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
TAMPA, FL
Past
April 9, 2018 - April 1, 2019
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
TAMPA, FL
Past
June 19, 2017 - April 16, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
TAMPA, FL
Past
June 16, 2017 - April 16, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Tampa, FL
Past
October 2, 2015 - June 8, 2017
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
ST. PETERSBURG, FL
Past
September 30, 2015 - June 8, 2017
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
ST. PETERSBURG, FL
Past
September 17, 2014 - September 15, 2015
USAA FINANCIAL PLANNING SERVICES
RIA
CRD#: 106352
TAMPA, FL
Past
April 25, 2014 - September 15, 2015
USAA FINANCIAL ADVISORS, INC.
BD
CRD#: 129035
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2026)
RR
Alaska(1/2/2026)
RR
Arizona(1/2/2026)
RR
Arkansas(1/2/2026)
RR
California(1/2/2026)
RR
Colorado(1/2/2026)
RR
Connecticut(1/2/2026)
RR
Delaware(1/2/2026)
RR
District of Columbia(1/2/2026)
RR
Florida(3/4/2024)
IAR
Florida(4/8/2024)
RR
Georgia(1/2/2026)
RR
Hawaii(1/2/2026)
RR
Idaho(1/2/2026)
RR
Illinois(1/2/2026)
RR
Indiana(1/2/2026)
RR
Iowa(1/2/2026)
RR
Kansas(1/2/2026)
RR
Kentucky(1/2/2026)
RR
Louisiana(1/2/2026)
RR
Maine(1/2/2026)
RR
Maryland(1/2/2026)
RR
Massachusetts(1/2/2026)
RR
Michigan(1/2/2026)
RR
Minnesota(1/2/2026)
RR
Mississippi(1/2/2026)
RR
Missouri(1/2/2026)
RR
Montana(1/2/2026)
RR
Nebraska(1/2/2026)
RR
Nevada(1/2/2026)
RR
New Hampshire(1/2/2026)
RR
New Jersey(1/2/2026)
RR
New Mexico(1/2/2026)
RR
New York(1/2/2026)
RR
North Carolina(1/2/2026)
RR
North Dakota(1/2/2026)
RR
Ohio(1/2/2026)
RR
Oklahoma(1/2/2026)
RR
Oregon(1/2/2026)
RR
Pennsylvania(1/23/2024)
IAR
Pennsylvania(1/24/2024)
RR
Rhode Island(1/2/2026)
RR
South Carolina(1/2/2026)
RR
South Dakota(1/2/2026)
RR
Tennessee(1/2/2026)
RR
Texas(1/2/2026)
RR
Utah(1/2/2026)
RR
Vermont(1/2/2026)
RR
Virginia(1/2/2026)
RR
Washington(1/2/2026)
RR
West Virginia(1/2/2026)
RR
Wisconsin(1/2/2026)
RR
Wyoming(1/2/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
