Nathan M. Dufresne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathan Marc Dufresne, who also goes by Nathan Dufresne, was a registered financial professional .
Nathan is a previously registered financial professional and started their career in finance in 2014. Nathan had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2019 - December 31, 2019
AMERICAN ADVISORY NETWORK, LLC
May 23, 2017 - October 27, 2017
J. W. COLE ADVISORS, INC.
January 3, 2017 - October 26, 2017
J.W. COLE FINANCIAL, INC.
May 27, 2016 - December 13, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 21, 2015 - December 13, 2016
RAYMOND JAMES & ASSOCIATES, INC.
May 28, 2014 - January 28, 2015
USAA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMERICAN ADVISORY NETWORK, LLC
CRD#: 304052 / SEC#:
Contact information
Red Flags
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