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LK

Laurie Ann Katz

GRAYSCALE ADVISORS

Bradenton, FL

·CRD# 6314566·1 year experience

Professional Summary

Laurie Ann Katz, who also goes by Laurie Katz, is a registered financial advisor currently at GRAYSCALE ADVISORS located in Bradenton, Florida and GRAYSCALE SECURITIES, LLC located in Stamford, Connecticut. Laurie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2026. Laurie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Laurie Katz

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

1 years in the financial services industry

Current & Past Employments

GRAYSCALE ADVISORS·CRD# 314868

RIA

Bradenton, FL

June 2, 2026 - Present

GRAYSCALE SECURITIES, LLC·CRD# 305907

BD

290 Harbor Drive 4th Floor, Stamford, CT 06902

April 13, 2026 - Present

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Current Firm

GA

GRAYSCALE ADVISORS

GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC

CRD#: 314868 / SEC#: 801-122921

RIA

Registered Investment Advisory firm - SEC (1/3/2022 Approved)

Contact Information

Main Address

290 Harbor Drive 4th Floor, Stamford, CT 06902

Phone Number

(212) 668-1427

# of Employees

126

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

GRAYSCALE ADVISORS, LLC - PART 2A BROCHURE (8/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

8

AUM (Assets Under Management)

$60,561,877

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Grayscale Operating, LLC (Parent Company to the Firm and Grayscale Advisors, LLC); 290 Harbor Drive, Stamford, CT; Investment Related; Investment Advisor Activity; Global Head of Distribution; October 2025; 100+ Hours/Month.

(2) The Chick Mission; non-investment related; New York, NY; non profit dedicated to helping young women with cancer preserve fertility; Board Member; June 2017; 0 hours/month during business hours & 5 hours/month outside of business hours; President of Board duties

(3) LW3; non-investment related; LW3 is a community of crypto investors & educational events; Advisor; September 2022; 0 hours/month during business hours & 5 hours/month outside of business hours; Advise on upcoming events & attending/speaking at events

(4) Eve Wealth; investment related; Crypto trading platform and Crypto community; Advisor; August, 2020; 0 hours/month during business hours & 5 hours/month outside of business hours; Attend and/or speak at events and thought leadership

(5) Figure Technology Solutions; Investment-related; New York, NY; Crypto exchange & loaning activity; Strategic Advisor; February 2024; 5 hours/month during business hours & 5 hours/month outside of business hours; Ad-hoc advisor role limited to an "as-needed" basis

(6) Provenance; investment related; New York, NY; L1 blockchain; Board member; April, 2025; 5 hours/month during business hours & 5 hours/month outside of business hours; Board member duties

(7) Rock Yard Blockchain; investment-related; Austin, TX; Investing in blockchain and Artificial Intelligence via Venture Capital format; Advisor; May, 2022; 0 hours/month during business hours & 5 hours/month outside of business hours; Advisor duties.

(8) OSO Agency; non-investment-related; South Orange, NJ; Start-up Sports Agency; Observer/Advisory Seat; May 2026; 0 hours/month during business hours & 5 hours/month outside of business hours; Observer capacity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GA

GRAYSCALE ADVISORS

GRAYSCALE ADVISORS | GRAYSCALE ADVISORS, LLC

CRD#: 314868 / SEC#: 801-122921

RIA

Registered Investment Advisory firm - SEC (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(6/2/2026)

RR

Alaska
(6/2/2026)

RR

Arizona
(6/2/2026)

RR

Arkansas
(6/2/2026)

RR

California
(6/2/2026)

RR

Colorado
(6/1/2026)

RR

Connecticut
(6/2/2026)

IAR

Connecticut
(6/2/2026)

RR

Delaware
(6/2/2026)

RR

District of Columbia
(6/1/2026)

RR

Florida
(6/1/2026)

RR

Georgia
(6/2/2026)

RR

Hawaii
(6/2/2026)

RR

Idaho
(6/2/2026)

RR

Illinois
(6/2/2026)

RR

Indiana
(6/2/2026)

RR

Iowa
(6/2/2026)

RR

Kansas
(6/2/2026)

RR

Kentucky
(6/2/2026)

RR

Louisiana
(6/1/2026)

RR

Maine
(6/2/2026)

RR

Maryland
(6/1/2026)

RR

Massachusetts
(6/2/2026)

RR

Michigan
(6/2/2026)

RR

Minnesota
(6/2/2026)

RR

Mississippi
(6/2/2026)

RR

Missouri
(6/2/2026)

RR

Montana
(6/2/2026)

RR

Nebraska
(6/2/2026)

RR

Nevada
(6/2/2026)

RR

New Hampshire
(6/2/2026)

RR

New Jersey
(6/2/2026)

RR

New Mexico
(6/2/2026)

RR

New York
(6/2/2026)

RR

North Carolina
(6/4/2026)

RR

North Dakota
(6/2/2026)

RR

Ohio
(6/2/2026)

RR

Oklahoma
(6/2/2026)

RR

Oregon
(6/2/2026)

RR

Pennsylvania
(6/2/2026)

RR

Puerto Rico
(6/1/2026)

RR

Rhode Island
(6/2/2026)

RR

South Carolina
(6/2/2026)

RR

South Dakota
(6/2/2026)

RR

Tennessee
(6/2/2026)

RR

Texas
(6/2/2026)

RR

Utah
(6/2/2026)

RR

Vermont
(6/2/2026)

RR

Virgin Islands
(6/2/2026)

RR

Virginia
(6/2/2026)

RR

Washington
(6/2/2026)

RR

West Virginia
(6/2/2026)

RR

Wisconsin
(6/2/2026)

RR

Wyoming
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2026About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2026About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2026About the SIE exam

FINRA

SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Laurie Ann Katz's CRS (Customer Relationship Summary).

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LK

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