Katelyn L. Horning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katelyn Louise Horning was a registered financial professional .
Katelyn is a previously registered financial professional and started their career in finance in 2014. Katelyn had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2015 - September 9, 2015
BRINKER CAPITAL INC
April 1, 2014 - September 9, 2015
BRINKER CAPITAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRINKER CAPITAL INC
CRD#: 111743 / SEC#: 801-30504
Contact information
Documents
Red Flags
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