Ravid Gold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ravid Gold, who also goes by Ravid Hazi, Ravid Hazi, was a registered financial professional .
Ravid is a previously registered financial professional and started their career in finance in 2014. Ravid had worked at 4 firms and has passed the Series 66, SIE, Series 57, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2021 - May 5, 2023
AVALON WEALTH MANAGEMENT LLC
November 18, 2020 - June 15, 2021
BLAYLOCK VAN, LLC
October 17, 2018 - November 4, 2020
ALTERNA SECURITIES, INC.
July 29, 2014 - July 18, 2018
VALLEY FINANCIAL MANAGEMENT, INC.
May 6, 2014 - July 18, 2018
VALLEY FINANCIAL MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVALON WEALTH MANAGEMENT LLC
CRD#: 162745 / SEC#: , 8-69066
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
