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RG

Ravid Gold

CRD# 6314469·Registered 2014 - 2023
Previously Registered: Being a previously registered professional could mean that Ravid is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ravid Gold, who also goes by Ravid Hazi, Ravid Hazi, was a registered financial advisor. Ravid was a previously registered financial professional and started their career in finance 2014 - 2023. Ravid had worked at 4 firms and has passed the Series 66, SIE, Series 57, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ravid Hazi, Ravid Hazi

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

12 years in the financial services industry

Current & Past Employments

AVALON WEALTH MANAGEMENT LLC·CRD# 162745
BD
Houston, TX
November 9, 2021 - May 5, 2023
BLAYLOCK VAN, LLC·CRD# 145317
BD
New York, NY
November 18, 2020 - June 15, 2021
ALTERNA SECURITIES, INC.·CRD# 41139
BD
Houston, TX
October 17, 2018 - November 4, 2020
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
RIA
New York, NY
July 29, 2014 - July 18, 2018
VALLEY FINANCIAL MANAGEMENT, INC.·CRD# 105387
BD
New York, NY
May 6, 2014 - July 18, 2018

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Current Firm

AW
AVALON WEALTH MANAGEMENT LLC

AVALON WEALTH MANAGEMENT LLC | AVALON WEALTH MANAGEMENT, LLC

CRD#: 162745 / SEC#: 8-69066
BD
Terminated by SEC on 06/17/2023

Contact Information

Established

Delaware since 02/08/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVALON INVESTMENT & ADVISORYMEMBER112556
LILLY, KEVIN JOHNPRINCIPAL, CHIEF COMPLIANCE OFFICER1937298

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2014About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Feb 2017About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2014About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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RG
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