SP
Stine A. Pruneau
PAYCHEX SECURITIES
Rochester, NY 14623
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CRD#: 6314033
SP
Professional summary
Stine Aas Pruneau, who also goes by Stine Aas, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in Rochester, New York.
Stine is registered as a RR (Registered Representative) and started their career in finance in 2015. Stine has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Stine Aas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stine Aas Pruneau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2017 - Present
PAYCHEX SECURITIES CORPORATION
Office #1: 220 Kenneth Drive, Rochester, NY 14623BD
CRD#: 39733
Rochester, NY
Past
July 7, 2016 - March 7, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
October 6, 2015 - July 20, 2016
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/9/2017)
RR
Alaska(3/9/2017)
RR
Arizona(3/9/2017)
RR
Arkansas(3/9/2017)
RR
California(3/9/2017)
RR
Colorado(3/9/2017)
RR
Connecticut(3/9/2017)
RR
Delaware(3/9/2017)
RR
District of Columbia(3/9/2017)
RR
Florida(3/9/2017)
RR
Georgia(3/9/2017)
RR
Hawaii(3/9/2017)
RR
Idaho(3/9/2017)
RR
Illinois(3/9/2017)
RR
Indiana(3/9/2017)
RR
Iowa(3/9/2017)
RR
Kansas(3/9/2017)
RR
Kentucky(3/9/2017)
RR
Louisiana(3/9/2017)
RR
Maine(3/9/2017)
RR
Maryland(3/9/2017)
RR
Massachusetts(3/9/2017)
RR
Michigan(3/9/2017)
RR
Minnesota(3/9/2017)
RR
Mississippi(3/9/2017)
RR
Missouri(3/9/2017)
RR
Montana(3/9/2017)
RR
Nebraska(3/9/2017)
RR
Nevada(3/9/2017)
RR
New Hampshire(3/9/2017)
RR
New Jersey(3/9/2017)
RR
New Mexico(3/9/2017)
RR
New York(3/9/2017)
RR
North Carolina(3/9/2017)
RR
North Dakota(3/9/2017)
RR
Ohio(3/9/2017)
RR
Oklahoma(3/9/2017)
RR
Oregon(3/9/2017)
RR
Pennsylvania(3/9/2017)
RR
Rhode Island(3/9/2017)
RR
South Carolina(3/9/2017)
RR
South Dakota(3/9/2017)
RR
Tennessee(3/9/2017)
RR
Texas(3/9/2017)
RR
Utah(3/9/2017)
RR
Vermont(3/9/2017)
RR
Virginia(3/9/2017)
RR
Washington(3/9/2017)
RR
West Virginia(3/9/2017)
RR
Wisconsin(3/9/2017)
RR
Wyoming(3/9/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PAYCHEX SECURITIES CORPORATION
CRD#: 39733Rochester, NY 14623TRUST BUT VERIFY
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