Marcus H. Deal
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcus Henry Deal, who also goes by Henry Deal, was a registered financial professional .
Marcus is a previously registered financial professional and started their career in finance in 1972. Marcus had worked at 6 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 31, 2001 - May 3, 2021
HARBOR CAPITAL MANAGEMENT INC
September 20, 1996 - September 2, 2009
CAPITAL INVESTMENT GROUP, INC.
March 10, 1994 - September 23, 1996
FSC SECURITIES CORPORATION
April 24, 1990 - November 30, 1990
G. R. PHELPS & CO., INC.
November 19, 1989 - March 11, 1994
OSAIC WEALTH, INC.
November 26, 1986 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 17, 1972 - December 9, 1986
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/13/1972
Registered Representative ExaminationCurrent Firm
HARBOR CAPITAL MANAGEMENT INC
CRD#: 106722 / SEC#: 801-38262
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
