Hoyu Chan
Professional summary
Hoyu Chan, who also goes by Hoyu (nmn) Chan, Jeanette Chan, is a registered financial professional currently at MORGAN STANLEY located in Purchase, New York and MORGAN STANLEY & CO. LLC located in New York, New York.
Hoyu is registered as a RR (Registered Representative) and started their career in finance in 2016. Hoyu has worked at 16 firms and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Hoyu Chan's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2023 - Present
MORGAN STANLEY
Office #1: 2000 Westchester Avenue, Purchase, NY 10577-2530August 4, 2025 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1585 Broadway, New York, NY 10036-8293June 2, 2022 - September 5, 2023
E*TRADE SECURITIES LLC
February 1, 2022 - April 7, 2022
SUMRIDGE PARTNERS, LLC
August 10, 2021 - April 8, 2022
SNOWBALL SECURITIES LLC
June 16, 2021 - April 12, 2022
REVOLUT SECURITIES INC.
June 3, 2021 - April 6, 2022
ROYAL TREASURE SECURITIES LLC
September 11, 2020 - January 26, 2021
LEX
August 2, 2019 - March 31, 2022
EDDID SECURITIES USA INC.
March 12, 2019 - April 11, 2022
US TIGER SECURITIES, INC.
September 7, 2018 - March 15, 2021
STERN CAPITAL LLC
August 11, 2017 - August 9, 2019
DMS CAPITAL SOLUTIONS, INC.
May 11, 2017 - April 8, 2022
HARVEST USA
March 2, 2017 - May 17, 2021
CCB INTERNATIONAL OVERSEAS (USA) INC.
October 17, 2016 - February 22, 2019
PURSUIT MERCHANT SECURITIES LLC
September 19, 2016 - March 1, 2017
INDEPENDENT BROKERAGE SOLUTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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