ZP
Zachary C. Phillips
LVZ
Stockbridge, GA 30281
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CRD#: 6313404
ZP
Professional summary
Zachary Clayton Phillips is a registered financial advisor currently at LVZ, INC. located in Stockbridge, Georgia.
Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Zachary has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**T. L. Phillips Financial Group Inc. Position: DBA; Nature: Doing Business As ("DBA")Investment Related: Yes; Start Date: 03/01/2016; Address: 138 E Water Street, Clarkesville GA 30523; Trading hours per month: 136 ; Non-Trading hours per month: 10 ; Description: Owner of DBA **Phillips Financial Planning, Inc. Position: Owner; Nature: Doing Business As ("DBA")Investment Related: Yes; Start Date: 01/01/2021; Address: 138 E Water Street, Clarkesville GA 30523; Trading hours per month: 136 ; Non-Trading hours per month:10 Description: Owner of DBA **CLARKESVILLE PLANNING COMISSION POSITION: Board Member; NATURE: Planning Commission for the city of Clarkesville GA; Investment Related: No; Trading hours per month: 0; Non-Trading hours per month: 1; ADDRESS: Clarkesville GA; DESCRIPTION: Zoning board makes recommendations to the city council on zoning decision based on zoning ordinances **ZLA, LLC Position: Owner; Nature: Property ownership & leasing; Investment Related: No; Start Date: 11/27/2023 Address: 138 E Water Street, Clarkesville GA 30523; Trading hours per month: 0; Non-Trading hours per month: 1; Description: Owner of building
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Clayton Phillips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2021 - Present
LVZ, INC.
Office #1: 505 Corporate Center Drive Ste 110, Stockbridge, GA 30281Office #2: 138 East Water Street, Clarkesville, GA 30523RIA
CRD#: 124228
Stockbridge, GA
Past
February 27, 2017 - January 22, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
Stockbridge, GA
Past
February 17, 2017 - January 22, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
Stockbridge, GA
Past
February 18, 2016 - February 22, 2017
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
STOCKBRIDGE, GA
Past
November 18, 2015 - February 22, 2017
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
STOCKBRIDGE, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LVZ, INC.
HERITAGE FINANCIAL PLANNING | LVZ, INC. | LVZ MARKETING GROUP LLC | LVZ INVESTMENT MANAGEMENT | LVZ FINANCIAL PLANNING | LVZ ADVISORS, INC. | LVZ ADVISORS | LORENCE ASSET MANAGEMENT LTD,DBA HERITAGE FINANCIAL PLANNING | LORENCE & VANDER ZWART | J. LORENCE & ASSOCIATES
CRD#: 124228 / SEC#: 801-66772
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(1/25/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LI
LVZ, INC.
HERITAGE FINANCIAL PLANNING | LVZ, INC. | LVZ MARKETING GROUP LLC | LVZ INVESTMENT MANAGEMENT | LVZ FINANCIAL PLANNING | LVZ ADVISORS, INC. | LVZ ADVISORS | LORENCE ASSET MANAGEMENT LTD,DBA HERITAGE FINANCIAL PLANNING | LORENCE & VANDER ZWART | J. LORENCE & ASSOCIATES
CRD#: 124228 / SEC#: 801-66772
RIA
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Contact information
Main Address
240 South River Avenue, Holland, MI 49423
Mailing Address
Phone number
(616) 394-4994
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,242 |
| AUM (Assets Under Management) | $ 969,207,213 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
