Zachary C. Phillips

LVZ

Stockbridge, GA 30281

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CRD#: 6313404

Professional summary

Zachary Clayton Phillips is a registered financial advisor currently at LVZ, INC. located in Stockbridge, Georgia.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Zachary has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Clayton Phillips's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2021 - Present

LVZ, INC.

Office #1: 505 Corporate Center Drive Ste 110, Stockbridge, GA 30281Office #2: 138 East Water Street, Clarkesville, GA 30523

RIA

CRD#: 124228

Stockbridge, GA

Past

February 27, 2017 - January 22, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

Stockbridge, GA

Past

February 17, 2017 - January 22, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Stockbridge, GA

Past

February 18, 2016 - February 22, 2017

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

STOCKBRIDGE, GA

Past

November 18, 2015 - February 22, 2017

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

STOCKBRIDGE, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LVZ, INC.

CRD#: 124228 / SEC#: 801-66772

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/25/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/16/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2015

General Securities Representative Examination

Current Firm

LVZ, INC.

CRD#: 124228 / SEC#: 801-66772

RIA

Registered Investment Advisory firm - (5/17/2006 Approved)

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Contact information

Main Address

240 South River Avenue, Holland, MI 49423

Mailing Address

Phone number

(616) 394-4994

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LVZ, INC ADV PART 2A (1/2/2026)

Regulatory assets under management

Total Number of Accounts	5,242
AUM (Assets Under Management)	$ 969,207,213

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary C. Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary Clayton Phillips's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

Primary Firm SEC Registration

LVZ, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/16/2016

SIE

Date: 10/1/2018

Series 7

Date: 11/18/2015

Current Firm

LVZ, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LVZ, INC.

TRUST BUT VERIFY

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