CL
Curtis S. Lanoue
THRIVENT INVESTMENT MANAGEMENT
Rockledge, FL 32955
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CRD#: 6313228
CL
Professional summary
Curtis Stewart Lanoue, who also goes by C. Stewart Lanoue, Curt Lanoue, Curtis Stewart Lanoue, Curtis Lanoue, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Rockledge, Florida.
Curtis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Curtis has worked at 1 firm and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C. Stewart Lanoue | Curt Lanoue | Curtis Stewart Lanoue | Curtis Lanoue
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ST. LUKE'S EPISCOPAL CHURCH ON MERRITT ISLAND POSITION: Parish Musician NATURE: Episcopal Church INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2022 ADDRESS: 5555 N Tropical Trail, Merritt Island FL 32953, United States DESCRIPTION: Parish Musician - Play organ and direct choir for Sunday worship services, weddings, and funerals. Funerals are the only services that might occur during trading hours and those average about 6 a year. Choir rehearsal is weekly outside of trading hours. CURTIS LANOUUE POSITION: AUTHOR NATURE: AUTHOR/COMPOSER INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 1731 SAXTON RD, COCOA FL 32926, United States DESCRIPTION: WRITE MUSIC AND NON-FICTION BOOKS ON MUSIC AND RELIGION. THESE ARE AVAILABLE ON CREATESPACE, AMAZON'S PRINT ON DEMAND SERVICE. ROYALTIES RECEIVED AS THEY ARE PURCHASED. NOT WORKED ON DURING MARKET HOURS. SELF POSITION: UMPIRE NATURE: OFFICIATE AMATEUR SPORTS EVENTS. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 1731 SAXTON RD, COCOA FL 32926, United States DESCRIPTION: UMPIRE FOR AMATEUR BASEBALL GAMES.
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Stewart Lanoue's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Curtis Stewart Lanoue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 21, 2025 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1033 Florida Ave S, Rockledge, FL 32955RIA
BD
CRD#: 18387
Rockledge, FL
Current
March 25, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1033 Florida Ave S, Rockledge, FL 32955RIA
BD
CRD#: 18387
Rockledge, FL
Past
July 11, 2014 - December 8, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
MIAMI, FL
Past
May 13, 2014 - December 8, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/10/2022)
IAR
Florida(2/21/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/25/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
