Lauren Connelly
VESTOR CAPITAL | Financial Advisor
Chicago, IL 60606-3840
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CRD#: 6313048
Professional summary
Lauren Connelly, CFP®, who also goes by Lauren V Braun, Lauren VIctoria Braun, Lauren Braun, is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.
Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lauren has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Lauren V Braun | Lauren Victoria Braun | Lauren Braun
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*521391 For profit or not for profit: not for profit Name of outside business organization: Lichen Sclerosus Support Network Investment related: N Address of business: Mechanicsburg, Pennsylvania, 17055; Chicago, IL 60630 Nature of business: ["Business or Industry Organization"] educational Position, title, association: Board Member Start date of relationship: 9/13/2021 Number of hours devoted: 1 hr/month Number of hours devoted during trading hours: 0 Duties: , Entity purpose is educational and my responsibility will be to serve as a Board Member I*130312 For profit or not for profit: Non-Profit Organization Name of outside business organization: YWCA Metropolitan Chicago Investment related: N Address of business: Chicago, Illinois 60602 Nature of business: Charitable Organization, Position, title, association: Member, Ambassadors Council Start date of relationship: 3/11/2020 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: As an ambassador of the YWCA, the Ambassador Council works to raise money for and donate time to benefit the YWCA Metropolitan Chicago.
CRS (Client Relationship Summary) - RIA
Click below to view Lauren Connelly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
May 24, 2024 - Present
VESTOR CAPITAL, LLC
Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840RIA
CRD#: 165855
Chicago, IL
Past
October 7, 2014 - May 21, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NORTHBROOK, IL
Past
July 14, 2014 - May 21, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NORTHBROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VESTOR CAPITAL, LLC
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
RIA
Registered Investment Advisory firm - (10/1/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VESTOR CAPITAL, LLC
VESTOR CAPITAL, LLC
CRD#: 165855 / SEC#: 801-77335
RIA
Registered Investment Advisory firm - (10/1/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840
Mailing Address
Phone number
(312) 641-2400
Established
Firm type
Fiscal year end
# of Employees
27
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,472 |
| AUM (Assets Under Management) | $ 2,081,002,554 |
Red Flags
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Company Information
VESTOR CAPITAL, LLC
Financial AdvisorCRD#: 165855Chicago, IL 60606-3840TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
