Kenneth J. Depaola
Professional summary
Kenneth James Depaola, who also goes by Kenneth James Depaola III, is a registered financial professional currently at VALMARK SECURITIES, INC. located in Chicago, Illinois.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2014. Kenneth has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth James Depaola's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2016 - Present
VALMARK SECURITIES, INC.
June 13, 2014 - March 16, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/25/2023)
(5/2/2024)
(8/30/2016)
(8/29/2016)
(8/29/2016)
(10/16/2023)
(9/26/2018)
(9/28/2022)
(6/29/2022)
(8/29/2016)
Exams
FINRA
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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