SL
Samuel D. Loughlin
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CRD#: 6312390
SL
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel David Loughlin, who also goes by Sam Loughlin, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2014. Samuel had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sam Loughlin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 15, 2014 - March 23, 2018
LONE STAR FUNDS
RIA
CRD#: 160000
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LONE STAR FUNDS
LONE STAR | LSGA HOLDINGS, LTD. (RELYING ADVISER) | LONE STAR U.S. ACQUISITIONS, LLC | LONE STAR NORTH AMERICA ACQUISITIONS, LLC AKA LONE STAR FUNDS | LONE STAR NORTH AMERICA ACQUISITIONS, LLC AKA LONE STAR | LONE STAR NORTH AMERICA ACQUISITIONS, LLC (RELYING ADVISER) | LONE STAR NORTH AMERICA ACQUISITIONS, LLC | LONE STAR NORTH AMERICA ACQUISITIONS, L.P. AKA LONE STAR FUNDS | LONE STAR NORTH AMERICA ACQUISITIONS, L.P. | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC AKA LONE STAR FUNDS | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC AKA LONE STAR | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC (RELYING ADVISOR) | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC (RELYING ADVISER) | LONE STAR LATIN AMERICA ACQUISITIONS, LLC AKA LONE STAR FUNDS | LONE STAR LATIN AMERICA ACQUISITIONS, LLC AKA LONE STAR | LONE STAR LATIN AMERICA ACQUISITIONS, LLC (RELYING ADVISOR) | LONE STAR LATIN AMERICA ACQUISITIONS, LLC (RELYING ADVISER) | LONE STAR GLOBAL ACQUISITIONS, LTD. AKA LONE STAR FUNDS | LONE STAR GLOBAL ACQUISITIONS, LTD. AKA LONE STAR | LONE STAR GLOBAL ACQUISITIONS, LTD. (RELYING ADVISER) | LONE STAR GLOBAL ACQUISITIONS, LLC AKA LONE STAR FUNDS | LONE STAR GLOBAL ACQUISITIONS, LLC AKA LONE STAR | LONE STAR GLOBAL ACQUISITIONS, LLC (RELYING ADVISOR) | LONE STAR GLOBAL ACQUISITIONS, LLC (RELYING ADVISER) | LONE STAR FUNDS | LONE STAR AMERICAS ACQUISITIONS, LLC | LONE STAR AMERICAS ACQUISITIONS, INC.
CRD#: 160000 / SEC#: 801-73558
RIA
Registered Investment Advisory firm - (3/9/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
LS
LONE STAR FUNDS
LONE STAR | LSGA HOLDINGS, LTD. (RELYING ADVISER) | LONE STAR U.S. ACQUISITIONS, LLC | LONE STAR NORTH AMERICA ACQUISITIONS, LLC AKA LONE STAR FUNDS | LONE STAR NORTH AMERICA ACQUISITIONS, LLC AKA LONE STAR | LONE STAR NORTH AMERICA ACQUISITIONS, LLC (RELYING ADVISER) | LONE STAR NORTH AMERICA ACQUISITIONS, LLC | LONE STAR NORTH AMERICA ACQUISITIONS, L.P. AKA LONE STAR FUNDS | LONE STAR NORTH AMERICA ACQUISITIONS, L.P. | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC AKA LONE STAR FUNDS | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC AKA LONE STAR | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC (RELYING ADVISOR) | LONE STAR NORTH AMERICA ACQUISITIONS (NY), LLC (RELYING ADVISER) | LONE STAR LATIN AMERICA ACQUISITIONS, LLC AKA LONE STAR FUNDS | LONE STAR LATIN AMERICA ACQUISITIONS, LLC AKA LONE STAR | LONE STAR LATIN AMERICA ACQUISITIONS, LLC (RELYING ADVISOR) | LONE STAR LATIN AMERICA ACQUISITIONS, LLC (RELYING ADVISER) | LONE STAR GLOBAL ACQUISITIONS, LTD. AKA LONE STAR FUNDS | LONE STAR GLOBAL ACQUISITIONS, LTD. AKA LONE STAR | LONE STAR GLOBAL ACQUISITIONS, LTD. (RELYING ADVISER) | LONE STAR GLOBAL ACQUISITIONS, LLC AKA LONE STAR FUNDS | LONE STAR GLOBAL ACQUISITIONS, LLC AKA LONE STAR | LONE STAR GLOBAL ACQUISITIONS, LLC (RELYING ADVISOR) | LONE STAR GLOBAL ACQUISITIONS, LLC (RELYING ADVISER) | LONE STAR FUNDS | LONE STAR AMERICAS ACQUISITIONS, LLC | LONE STAR AMERICAS ACQUISITIONS, INC.
CRD#: 160000 / SEC#: 801-73558
RIA
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Contact information
Main Address
6688 North Central Expressway Suite 1600, Dallas, TX 75206
Mailing Address
Phone number
(214) 754-8300
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 37,407,336,598 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
