Kyle A. Leonard
SEMMAX FINANCIAL ADVISORS
Winston-salem, NC 27127
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CRD#: 6312308
Professional summary
Kyle Adam Leonard, CFP®, who also goes by Kyle Leonard, is a registered financial advisor currently at SEMMAX FINANCIAL ADVISORS, INC. located in Winston-salem, North Carolina.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kyle has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kyle Leonard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF THE OTHER BUSINESS:City of Mr. Airy, NC Mayor's OfficeNature of Business : INVESTMENT- RELATED:NoFinancial Institution ADDRESS OF THE OTHER BUSINESS:Mt. Airy, NC 27030Insurance YOUR POSITION OR TITLE:Committee MemberInvestment related NATURE OF THE OTHER BUSINESS:VolunteerPrivate Business START DATE:2/1/2021Trust APPROXIMATE NUMBER OF HOURS/MONTH:1Volunteer APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 Other BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Attending meetings as needed COMPENSATION :No 2. NAME OF THE OTHER BUSINESS:Mt. Airy City SchoolsNature of Business : INVESTMENT- RELATED:NoFinancial Institution ADDRESS OF THE OTHER BUSINESS:Mt. Airy, NC 27030Insurance YOUR POSITION OR TITLE:Board MemberInvestment related NATURE OF THE OTHER BUSINESS:VolunteerPrivate Business START DATE:1/1/2018Trust APPROXIMATE NUMBER OF HOURS/MONTH:6Volunteer APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS:0 Other BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:School Board Member COMPENSATION :No
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Adam Leonard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2020
Experience
Current
July 20, 2023 - Present
SEMMAX FINANCIAL ADVISORS, INC.
Office #1: 1447 Trade Mart Blvd, Winston-salem, NC 27127RIA
CRD#: 144978
Winston-salem, NC
Past
August 18, 2021 - July 11, 2023
CUSO FINANCIAL SERVICES, L.P.
RIA
CRD#: 42132
Clemmons, NC
Past
August 18, 2021 - July 11, 2023
CUSO FINANCIAL SERVICES, L.P.
BD
CRD#: 42132
Clemmons, NC
Past
May 19, 2021 - July 30, 2021
ADAPTFIRST INVESTMENTS LLC
RIA
CRD#: 289096
Mt. Airy, NC
Past
January 28, 2020 - May 18, 2021
FUND DIRECT ADVISORS INC.
RIA
CRD#: 155363
GREENSBORO, NC
Past
January 22, 2019 - December 31, 2019
FUND DIRECT ADVISORS INC.
RIA
CRD#: 155363
GREENSBORO, NC
Past
December 21, 2018 - May 10, 2021
INTERCAROLINA FINANCIAL SERVICES, INC.
BD
CRD#: 19475
GREENSBORO, NC
Past
June 9, 2014 - March 17, 2015
EDWARD JONES
RIA
CRD#: 250
CLEMMONS, NC
Past
May 13, 2014 - March 17, 2015
EDWARD JONES
BD
CRD#: 250
CLEMMONS, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SEMMAX FINANCIAL ADVISORS, INC.
SEMMAX FINANCIAL ADVISORS, INC. | SENMAX FINANCIAL ADVISORS, INC. | SEMMAX FINANCIAL GROUP, INC.
CRD#: 144978 / SEC#: 801-110932
RIA
Registered Investment Advisory firm - (8/1/2017 Approved)North Carolina
Registered Investment Advisory firm - (8/31/2017 Terminated)Texas
Registered Investment Advisory firm - (8/30/2017 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(7/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
SEMMAX FINANCIAL ADVISORS, INC.
SEMMAX FINANCIAL ADVISORS, INC. | SENMAX FINANCIAL ADVISORS, INC. | SEMMAX FINANCIAL GROUP, INC.
CRD#: 144978 / SEC#: 801-110932
RIA
Registered Investment Advisory firm - (8/1/2017 Approved)North Carolina
Registered Investment Advisory firm - (8/31/2017 Terminated)Texas
Registered Investment Advisory firm - (8/30/2017 Terminated)Virginia
Registered Investment Advisory firm - (8/31/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1447 Trade Mart Blvd, Winston-salem, NC 27127
Mailing Address
Phone number
(336) 856-0080
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,007 |
| AUM (Assets Under Management) | $ 395,263,541 |
Red Flags
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Company Information
SEMMAX FINANCIAL ADVISORS, INC.
CRD#: 144978Winston-salem, NC 27127TRUST BUT VERIFY
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