AG
Annette Gallo
KELSEY FINANCIAL
Moorpark, CA 93021
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CRD#: 6312251
AG
Professional summary
Annette Gallo is a registered financial advisor currently at KELSEY FINANCIAL, LLC located in Moorpark, California.
Annette is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Annette has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Self-Employed - Hair Stylist - 80% of time - non-investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Annette Gallo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2021 - Present
KELSEY FINANCIAL, LLC
Office #1: 485 E. High Street, Moorpark, CA 93021RIA
CRD#: 314950
Moorpark, CA
Past
January 28, 2016 - August 1, 2021
KELSEY FINANCIAL, LLC
RIA
CRD#: 171901
Westlake Village, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KELSEY FINANCIAL, LLC
KELSEY FINANCIAL, LLC
CRD#: 314950 / SEC#: 801-129004
RIA
Registered Investment Advisory firm - (1/30/2024 Approved)California
Registered Investment Advisory firm - (6/25/2021 Approved)Nevada
Registered Investment Advisory firm - (3/28/2023 Approved)Oregon
Registered Investment Advisory firm - (1/28/2022 Approved)Texas
Registered Investment Advisory firm - (9/9/2021 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/25/2021)
Exams
Current Firm
KF
KELSEY FINANCIAL, LLC
KELSEY FINANCIAL, LLC
CRD#: 314950 / SEC#: 801-129004
RIA
Registered Investment Advisory firm - (1/30/2024 Approved)California
Registered Investment Advisory firm - (6/25/2021 Approved)Nevada
Registered Investment Advisory firm - (3/28/2023 Approved)Oregon
Registered Investment Advisory firm - (1/28/2022 Approved)Texas
Registered Investment Advisory firm - (9/9/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
485 E. High Street, Moorpark, CA 93021
Mailing Address
Phone number
(833) 453-5739
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 149,798,910 |
Red Flags
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Company Information
KELSEY FINANCIAL, LLC
CRD#: 314950Moorpark, CA 93021TRUST BUT VERIFY
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