TK
Thomas W. Kelleher
ALLSPRING FUNDS MANAGEMENT
Chatham, NJ
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CRD#: 6312149
TK
Professional summary
Thomas William Kelleher, who also goes by Thomas Kelleher, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Chatham, New Jersey and ALLSPRING FUNDS DISTRIBUTOR, LLC located in New York, New York.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Thomas Kelleher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas William Kelleher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2025 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
Office #2: 330 Madison Ave, New York, NY 10017-5001RIA
CRD#: 110841
Chatham, NJ
Current
August 28, 2025 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 330 Madison Avenue 35th Floor, New York, NY 10017BD
CRD#: 133366
New York, NY
Past
June 10, 2016 - August 21, 2025
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
WEEHAWKEN, NJ
Past
September 5, 2014 - August 21, 2025
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/28/2025)
RR
Alaska(8/28/2025)
RR
Arizona(8/28/2025)
RR
Arkansas(8/28/2025)
RR
California(8/28/2025)
RR
Colorado(8/28/2025)
RR
Connecticut(8/28/2025)
RR
Delaware(8/28/2025)
RR
District of Columbia(8/28/2025)
RR
Florida(8/28/2025)
RR
Georgia(8/28/2025)
RR
Hawaii(8/28/2025)
RR
Idaho(8/28/2025)
RR
Illinois(8/28/2025)
RR
Indiana(8/28/2025)
RR
Iowa(8/28/2025)
RR
Kansas(8/28/2025)
RR
Kentucky(8/28/2025)
RR
Louisiana(8/28/2025)
RR
Maine(8/28/2025)
RR
Maryland(8/28/2025)
RR
Massachusetts(8/28/2025)
RR
Michigan(8/28/2025)
RR
Minnesota(8/28/2025)
RR
Mississippi(8/28/2025)
RR
Missouri(8/28/2025)
RR
Montana(8/28/2025)
RR
Nebraska(8/28/2025)
RR
Nevada(8/28/2025)
RR
New Hampshire(8/28/2025)
RR
New Jersey(8/28/2025)
IAR
New Jersey(8/28/2025)
RR
New Mexico(8/28/2025)
RR
New York(8/28/2025)
RR
North Carolina(8/28/2025)
RR
North Dakota(8/28/2025)
RR
Ohio(8/28/2025)
RR
Oklahoma(8/28/2025)
RR
Oregon(8/28/2025)
RR
Pennsylvania(8/28/2025)
RR
Puerto Rico(8/28/2025)
RR
Rhode Island(8/28/2025)
RR
South Carolina(8/28/2025)
RR
South Dakota(8/28/2025)
RR
Tennessee(8/28/2025)
RR
Texas(8/28/2025)
RR
Utah(8/28/2025)
RR
Vermont(8/28/2025)
RR
Virgin Islands(8/28/2025)
RR
Virginia(8/28/2025)
RR
Washington(8/28/2025)
RR
West Virginia(8/28/2025)
RR
Wisconsin(8/28/2025)
RR
Wyoming(8/28/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
