CB
Cole J. Bruner
BUSKA WEALTH MANAGEMENT
WAUSAU, WI 54401
Some features on this profile are disabled
CRD#: 6311944
CB
Professional summary
Cole James Bruner, who also goes by Cole Bruner, is a registered financial advisor currently at BUSKA WEALTH MANAGEMENT, LLC located in Wausau, Wisconsin.
Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Cole has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cole Bruner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSKA RETIREMENT SOLUTIONS, INC.; INVESTMENT RELATED; WASAU, WI ; INSURANCE; VP/AGENT; 12/2007; APPROXIMATELY 40% OF TIME; SALES AND GENERAL BUSINESS MANAGEMENT. LEGACY TAX SOLUTIONS, LLC; NON-INVESTMENT RELATED;WASAU, WI; TAX PLANNING AND PREPARATION SERVICES; MANAGING MEMBER; STARTED 12/2018; 15 HOURS PER MONTH DURING TRADING HOURS. Emerald Night Club, LLC; NON-INVESTMENT RELATED; WAUSAU, WI; CO-OWNER; NIGHT CLUB; MINIMAL AMOUNT OF TIME DEVOTED TO THIS ACTIVITY.
CRS (Client Relationship Summary) - RIA
Click below to view Cole James Bruner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 15, 2014 - Present
BUSKA WEALTH MANAGEMENT, LLC
Office #1: 510 N. 17th Avenue Suite A, Wausau, WI 54401RIA
CRD#: 170627
WAUSAU, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUSKA WEALTH MANAGEMENT, LLC
BUSKA WEALTH MANAGEMENT, LLC | COLE J. BRUNER & ASSOCIATES, LLC
CRD#: 170627 / SEC#: 801-122395
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Wisconsin
Registered Investment Advisory firm - (9/27/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(4/15/2014)
Current Firm
BW
BUSKA WEALTH MANAGEMENT, LLC
BUSKA WEALTH MANAGEMENT, LLC | COLE J. BRUNER & ASSOCIATES, LLC
CRD#: 170627 / SEC#: 801-122395
RIA
Registered Investment Advisory firm - (9/27/2021 Approved)Wisconsin
Registered Investment Advisory firm - (9/27/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
510 N. 17th Avenue Suite A, Wausau, WI 54401
Mailing Address
Phone number
(715) 355-4445
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,340 |
| AUM (Assets Under Management) | $ 499,417,877 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BUSKA WEALTH MANAGEMENT, LLC
CRD#: 170627Wausau, WI 54401TRUST BUT VERIFY
Monitor Cole Bruner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
