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SW

Shar-ne P. Warren

FINANCIAL EXCAVATION
KRUM, TX
Some features on this profile are disabled
CRD#: 6311311
SW

Professional summary

Shar-ne Patrice Warren is a registered financial advisor currently at FINANCIAL EXCAVATION located in Krum, Texas.

Shar-ne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Shar-ne has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shar-ne Patrice Warren's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2025 - Present

FINANCIAL EXCAVATION

RIA
CRD#: 334503
KRUM, TX
Past

July 21, 2023 - April 23, 2024

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
KRUM, TX
Past

July 21, 2023 - April 23, 2024

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

February 10, 2021 - August 17, 2022

EMPOWER ADVISORY GROUP, LLC

RIA
CRD#: 112058
KRUM, TX
Past

January 8, 2018 - August 17, 2022

EMPOWER FINANCIAL SERVICES, INC.

BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past

April 24, 2014 - June 14, 2016

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/8/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/26/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/16/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/23/2014
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FE
FINANCIAL EXCAVATION
FINANCIAL EXCAVATION | FINANCIAL EXCAVATION, LLC

CRD#: 334503 / SEC#:

Texas
Registered Investment Advisory firm - (4/8/2025 Approved)
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Contact information

Main Address
Krum, TX
Mailing Address
6275 W Plano Pkwy Ste 500, Plano, TX 75093
Phone number
(214) 702-8689
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

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Company Information

FINANCIAL EXCAVATION

CRD#: 334503Krum, TX

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