James E. Miller

WALL TOWNSHIP, NJ

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CRD#: 6311036

Professional summary

James Edward Miller JR., who also goes by James Edward Miller Jr, was a registered financial advisor .

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. James had worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

James Edward Miller Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2026 - Present

WALL TOWNSHIP, NJ

Past

July 22, 2014 - May 17, 2016

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

PRINCETON, NJ

Past

June 12, 2014 - May 17, 2016

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 11/13/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 7/21/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 5/17/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 6/12/2014

General Securities Representative Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James E. Miller

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 11/13/2025

Series 66

Passed: 7/21/2014

SIE

Passed: 5/17/2016

Series 7

Passed: 6/12/2014

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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