BA
Brett Anderson
COZAD ASSET MANAGEMENT
Champaign, IL 61821-7005
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CRD#: 6310675
BA
Professional summary
Brett Anderson, CFP® is a registered financial advisor currently at COZAD ASSET MANAGEMENT INC located in Champaign, Illinois.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Brett has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Managed Tax Services, LLC; 2501 Galen Drive, Champaign, IL 61821; 01/2014; Senior Accountant; Tax preparation, planning, and research; Not Investment Related; 80 hours/month, 80 hours/month during trading hours; No additional compensation. 2) DREAAM House; 302 West Church Street, Champaign IL 61820; 06/09/2020; Board Treasurer; Establish goals & policies, provide & manage resources, approve programs; Not Investment Related; 2 hours/month; 0 hours/month during trading hours; No compensation. 3) Lincoln Christian University; 100 Campus View Drive, Lincoln, IL 62656; 05/07/2021; Trustee; Assist the board's focus and oversight of leadership tasks; Not Investment Related; 2 hours/month; 0 hours/month during trading hours; No compensation. 4) Independent Insurance Professional; 05/01/2023; Fixed Insurance Sales; Not Investment Related; 4 hours/month; 4 hours/month during trading hours; Commissions.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 26, 2018 - Present
COZAD ASSET MANAGEMENT INC
Office #1: 2501 Galen Drive, Champaign, IL 61821-7005RIA
CRD#: 104764
Champaign, IL
Past
December 18, 2018 - October 13, 2021
M HOLDINGS SECURITIES, INC.
RIA
CRD#: 43285
CHAMPAIGN, IL
Past
June 22, 2018 - October 13, 2021
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
CHAMPAIGN, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COZAD ASSET MANAGEMENT INC
COZAD ASSET MANAGEMENT INC | ILLINI WEALTH
CRD#: 104764 / SEC#: 801-18060
RIA
Registered Investment Advisory firm - (12/7/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/26/2018)
IAR
Texas(7/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
COZAD ASSET MANAGEMENT INC
COZAD ASSET MANAGEMENT INC | ILLINI WEALTH
CRD#: 104764 / SEC#: 801-18060
RIA
Registered Investment Advisory firm - (12/7/1982 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2501 Galen Drive, Champaign, IL 61821-7005
Mailing Address
P. O. Box 3669, Champaign, IL 61826-3669
Phone number
(217) 356-8363
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,424 |
| AUM (Assets Under Management) | $ 2,240,693,977 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/23/2025 | ||
| 07/26/2024 | ||
| 12/11/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
