Joshua M. Taylor

MASTERWORKS ADVISERS

NEW YORK, NY 10007

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CRD#: 6310620

Professional summary

Joshua Miller-frankel Taylor, who also goes by Joshua Taylor Miller-frankel, Joshua Miller-frankel, is a registered financial advisor currently at MASTERWORKS ADVISERS, LLC located in New York, New York.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Joshua has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7TO and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joshua Taylor Miller-Frankel | Joshua Miller-Frankel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business: Masterworks, LLC whether the business is investment-related: Yes the address of the other business: 1 World Trade Center, Floor 57, New York, NY, 10007 the nature of the other business: Alternative investment platform your position: employee title, or relationship with the other business: Masterworks Platform Associate the start date of your relationship: September 2023 the approximate number of hours/month you devote to the other business: 5 hours per week the number of hours you devote to the other business during securities trading hours: 5 hours per week and briefly describe your duties relating to the other business: perform defined administrative functions for the Masterworks Platform

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Miller-frankel Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2023 - Present

MASTERWORKS ADVISERS, LLC

Office #1: 1 World Trade 57th Floor, New York, NY 10007

RIA

CRD#: 324239

NEW YORK, NY

Past

June 7, 2022 - June 29, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

June 7, 2022 - February 27, 2023

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

November 15, 2017 - February 14, 2018

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Past

March 12, 2015 - December 22, 2015

OSCAR GRUSS & SON INCORPORATED

CRD#: 2091

NEW YORK, NY

Past

July 17, 2014 - December 10, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(6/23/2023)

IAR

Texas
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/7/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 6/2/2022

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 7/17/2014

General Securities Representative Examination

Current Firm

MASTERWORKS ADVISERS, LLC

CRD#: 324239 / SEC#: 801-127158

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

1 World Trade 57th Floor, New York, NY 10007

Mailing Address

Phone number

(203) 518-5172

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASTERWORKS ADVISERS FORM ADV PART 2A SEPTEMBER 19,2025 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	625
AUM (Assets Under Management)	$ 1,983,059

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua M. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Miller-frankel Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

EQUITABLE ADVISORS, LLC

OSCAR GRUSS & SON INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MASTERWORKS ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2022

Series 63

Date: 2/2/2015

SIE

Date: 6/7/2022

Series 7TO

Date: 6/2/2022

Series 7

Date: 7/17/2014

Current Firm

MASTERWORKS ADVISERS, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASTERWORKS ADVISERS, LLC

TRUST BUT VERIFY

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