Jeremy Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Lewis, who also goes by Jeremy Sherrell Lewis, was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 2014. Jeremy had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2020 - October 17, 2023
US WEALTH
December 9, 2019 - August 24, 2020
FIDELITY BROKERAGE SERVICES LLC
October 2, 2017 - December 21, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
September 29, 2017 - December 21, 2018
THRIVENT INVESTMENT MANAGEMENT INC.
January 1, 2016 - September 26, 2017
DALLAS WEALTH MANAGEMENT
December 30, 2015 - October 25, 2016
DALLAS WEALTH MANAGEMENT
April 6, 2015 - October 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 19, 2014 - October 22, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
US WEALTH
CRD#: 310810 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
