SD
Sherri L. Desjardins
CENTAURUS FINANCIAL
LADY LAKE, FL 32159
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CRD#: 6310011
SD
Professional summary
Sherri Lynn Desjardins, who also goes by Sherri Desjardins, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Lady Lake, Florida.
Sherri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Sherri has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sherri Desjardins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DESJARDINS RETIREMENT SOLUTIONS LLC, NON-INVESTMENT RELATED, 363 FINNELL BLVD., LADY LAKE, FL 32159, DBA FOR BRANDING PURPOSES AS WELL AS A REGISTERED FLORIDA INSURANCE AGENCY, MANAGING MEMBER, SINCE 12/15/2013, DEVOTED TIME IS 25 HOURS A MONTH, SALE OF LIFE, HEALTH, AND FIXED ANNUITIES, ADMINISTRATION DUTIES IE: PAYROLL AND ACCOUNTS PAYABLE. 2. DESJARDINS RETIREMENT SOLUTIONS LLC POSITION: Managing Member NATURE: Florida Department of Insurance. INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 12/15/2013 ADDRESS: 871 Hwy 466, Suite 702, Lady Lake FL 32159, United States DESCRIPTION: Administration of payroll for employees and accounts payable.
CRS (Client Relationship Summary) - RIA
Click below to view Sherri Lynn Desjardins's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sherri Lynn Desjardins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 871 Hwy 466 Suite 702, Lady Lake, FL 32159RIA
BD
CRD#: 30833
LADY LAKE, FL
Current
September 18, 2017 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 871 Hwy 466 Suite 702, Lady Lake, FL 32159RIA
BD
CRD#: 30833
LADY LAKE, FL
Past
December 16, 2016 - September 18, 2017
NFSG CORPORATION
RIA
CRD#: 130814
LADY LAKE, FL
Past
June 16, 2014 - September 18, 2017
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
LADY LAKE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/25/2017)
IAR
Florida(9/25/2017)
RR
Kentucky(9/18/2017)
RR
Maine(2/1/2022)
IAR
Maine(5/15/2024)
RR
Massachusetts(9/17/2021)
IAR
Massachusetts(2/5/2025)
RR
New Hampshire(5/16/2025)
IAR
New Hampshire(5/16/2025)
RR
New Jersey(4/10/2023)
IAR
New Jersey(1/2/2024)
RR
New York(4/17/2023)
RR
Pennsylvania(9/22/2021)
IAR
Pennsylvania(7/9/2025)
RR
Tennessee(3/21/2022)
RR
Texas(11/9/2021)
IAR
Texas(2/2/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
