Lauren O. Ma

MORPHICAPITAL

GILBERT, AZ 85295

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CRD#: 6309858

Professional summary

Lauren Olivia Ma, CFP®, who also goes by Lauren Ingram, Lauren Ma, Lauren Olivia Ma, is a registered financial advisor currently at MORPHICAPITAL located in Gilbert, Arizona.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Lauren has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Ingram | Lauren Ma | Lauren Olivia Ma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Olivia Ma's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 27, 2024 - Present

MORPHICAPITAL

Office #1: 2162 E Williams Field Rd. Ste. 111, Gilbert, AZ 85295

RIA

CRD#: 329801

GILBERT, AZ

Past

May 10, 2022 - November 30, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Scottsdale, AZ

Past

May 10, 2022 - November 30, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

January 15, 2021 - March 3, 2022

MORGAN STANLEY

RIA

CRD#: 149777

Walnut Creek, CA

Past

January 15, 2021 - March 3, 2022

MORGAN STANLEY

CRD#: 149777

Walnut Creek, CA

Past

September 22, 2017 - January 13, 2021

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WALNUT CREEK, CA

Past

September 22, 2017 - January 13, 2021

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WALNUT CREEK, CA

Past

May 23, 2014 - September 25, 2017

MORGAN STANLEY

RIA

CRD#: 149777

WALNUT CREEK, CA

Past

April 24, 2014 - September 25, 2017

MORGAN STANLEY

CRD#: 149777

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/2014

General Securities Representative Examination

Current Firm

MORPHICAPITAL

MONEY MORPHIC | MORPHICAPITAL | MONEY MORPHIC LLC

CRD#: 329801 / SEC#:

Arizona

Registered Investment Advisory firm - (3/27/2024 Approved)

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Contact information

Main Address

2162 E Williams Field Rd. Ste. 111, Gilbert, AZ 85295

Mailing Address

Phone number

(480) 932-6247

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren O. Ma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Olivia Ma's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORPHICAPITAL

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

MORGAN STANLEY

MORGAN STANLEY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2014

SIE

Date: 10/1/2018

Series 7

Date: 4/24/2014

Current Firm

MORPHICAPITAL

Contact information

Documents

Red Flags

Company Information

MORPHICAPITAL

TRUST BUT VERIFY

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