Lauren O. Ma
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lauren Olivia Ma, CFP®, who also goes by Lauren Ingram, Lauren Ma, Lauren Olivia Ma, was a registered financial professional .
Lauren is a previously registered financial professional and started their career in finance in 2014. Lauren had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2019
Experience
March 27, 2024 - June 3, 2026
MORPHICAPITAL
May 10, 2022 - November 30, 2023
VANGUARD ADVISERS, INC.
May 10, 2022 - November 30, 2023
VANGUARD MARKETING CORPORATION
January 15, 2021 - March 3, 2022
MORGAN STANLEY
January 15, 2021 - March 3, 2022
MORGAN STANLEY
September 22, 2017 - January 13, 2021
UBS FINANCIAL SERVICES INC.
September 22, 2017 - January 13, 2021
UBS FINANCIAL SERVICES INC.
May 23, 2014 - September 25, 2017
MORGAN STANLEY
April 24, 2014 - September 25, 2017
MORGAN STANLEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MORPHICAPITAL
CRD#: 329801 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
