AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
TG

Thomas N. Geoffroy

STONELIVING SECURITIES
West Palm Beach, FL
Some features on this profile are disabled
CRD#: 6309701
TG

Professional summary

Thomas Napoleon Geoffroy, who also goes by Thomas N Geoffroy, Thomas Napoleon Geoffroy, is a registered financial professional currently at STONELIVING SECURITIES, LLC located in West Palm Beach, Florida.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2014. Thomas has worked at 2 firms and has passed the Series 7TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Thomas N Geoffroy | Thomas Napoleon Geoffroy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Thomas Napoleon Geoffroy's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2026 - Present

STONELIVING SECURITIES, LLC

BD
CRD#: 153565
West Palm Beach, FL
Past

June 4, 2014 - September 9, 2019

UNITED CAPITAL MARKETS, INC.

BD
CRD#: 40980
MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 1/6/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/14/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/17/2026
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 6/2/2014
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
STONELIVING SECURITIES, LLC
STONELIVING SECURITIES, LLC

CRD#: 153565 / SEC#: , 8-68551

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
233 8th Street, West Palm Beach, FL 33401
Mailing Address
233 8th Street, West Palm Beach, FL 33401
Phone number
(312) 670-5900
Established
Delaware since 02/22/2010
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CHICAGO ATLANTIC BD HOLDINGS, LLCOWNER
KESSEL, JOSEPH KEITHCCO3084333
MILES, STEPHEN JOHNCEO, EXEC. REP, AMLCO3093225
STEWART, SCOTT ALEXANDERFINOP/POO/PFO6977422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STONELIVING SECURITIES, LLC

CRD#: 153565West Palm Beach, FL

TRUST BUT VERIFY

Monitor Thomas Geoffroy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.