Samuel G. Dayton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Grey Dayton III, who also goes by Samuel Grey Dayton, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1974. Samuel had worked at 6 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2000 - September 24, 2003
BIRCHWOOD SECURITIES CORP.
October 16, 1991 - June 2, 1999
AK CAPITAL LLC
March 11, 1980 - April 29, 1991
DAYTON, KAHN, HEPPE, HANCOCK & CO.
October 18, 1976 - November 4, 1977
MOORE, LEONARD & LYNCH, INCORPORATED
May 23, 1975 - April 10, 1976
BUTCHER & SINGER INC.
May 16, 1974 - June 20, 1975
YARNALL BIDDLE & CO
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 5/13/1974
Registered Representative ExaminationCurrent Firm
BIRCHWOOD SECURITIES CORP.
CRD#: 17066 / SEC#: , 8-32954
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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