Arthur C. Cosper
Professional summary
Arthur Clifford Cosper, CFP®, who also goes by Arthur C Cosper, Cliff Cosper, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Temple, Texas.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Arthur has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Clifford Cosper's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Arthur Clifford Cosper's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
March 4, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 16 E Avenue A Suite 208, Temple, TX 76501March 4, 2022 - Present
OSAIC WEALTH, INC.
Office #1: 16 E Avenue A Suite 208, Temple, TX 76501August 17, 2018 - March 7, 2022
EDWARD JONES
August 17, 2018 - March 7, 2022
EDWARD JONES
May 5, 2017 - August 27, 2018
LPL FINANCIAL LLC
May 5, 2017 - August 27, 2018
LPL FINANCIAL LLC
May 19, 2014 - May 8, 2017
EDWARD JONES
April 22, 2014 - May 8, 2017
EDWARD JONES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/4/2022)
(3/8/2022)
(4/8/2025)
(3/7/2022)
(8/14/2024)
(3/4/2022)
(3/4/2022)
Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
