AE
Alexandra Espinosa
EVENTIDE ASSET MANAGEMENT
Fredericksburg, VA
Some features on this profile are disabled
CRD#: 6309387
AE
Professional summary
Alexandra Espinosa, who also goes by Alexandra Ann Hartter, Alexandra Hartter, is a registered financial advisor currently at EVENTIDE ASSET MANAGEMENT, LLC located in Fredericksburg, Virginia and FORESIDE FUND SERVICES, LLC located in Portland, Maine.
Alexandra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Alexandra has worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alexandra Ann Hartter | Alexandra Hartter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Eventide Asset Management, LLC; Investment related; Fredericksburg, VA; Began 01/2023; Investment Consultant; Regional Director; 160 hours per month during trading hours; position mutual funds to financial advisors In addition to being an Investment Advisor Representative of Eventide Asset Management, LLC, this associate is a Registered Representative of Foreside Fund Services, LLC, an unaffiliated Broker Dealer. The associate is a Registered Representative for purposes of Eventide Asset Management, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Alexandra Espinosa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2024 - Present
EVENTIDE ASSET MANAGEMENT, LLC
RIA
CRD#: 147110
Fredericksburg, VA
Current
January 26, 2023 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 190 Middle Street Suite 301, Portland, ME 04101BD
CRD#: 46106
Portland, ME
Past
January 15, 2019 - January 10, 2023
T. ROWE PRICE ASSOCIATES, INC.
RIA
CRD#: 105496
Fredericksburg, VA
Past
January 3, 2019 - January 10, 2023
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
OWINGS MILLS, MD
Past
July 13, 2017 - November 27, 2018
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
LOS ANGELES, CA
Past
April 22, 2014 - June 15, 2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
FRANKLIN, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EVENTIDE ASSET MANAGEMENT, LLC
EVENTIDE ASSET MANAGEMENT, LLC
CRD#: 147110 / SEC#: 801-69154
RIA
Registered Investment Advisory firm - (5/21/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2025)
RR
Alaska(1/2/2025)
RR
Arizona(1/2/2025)
RR
Arkansas(1/2/2025)
RR
California(1/26/2023)
RR
Colorado(1/2/2025)
RR
Connecticut(1/2/2025)
RR
Delaware(1/2/2025)
RR
District of Columbia(1/2/2025)
RR
Florida(1/2/2025)
RR
Georgia(1/2/2025)
RR
Hawaii(1/26/2023)
RR
Idaho(1/2/2025)
RR
Illinois(1/2/2025)
RR
Indiana(1/2/2025)
RR
Iowa(1/2/2025)
RR
Kansas(1/2/2025)
RR
Kentucky(1/2/2025)
RR
Louisiana(1/2/2025)
RR
Maine(1/2/2025)
RR
Maryland(1/2/2025)
RR
Massachusetts(1/2/2025)
RR
Michigan(1/2/2025)
RR
Minnesota(1/2/2025)
RR
Mississippi(1/2/2025)
RR
Missouri(1/2/2025)
RR
Montana(1/6/2025)
RR
Nebraska(1/2/2025)
RR
Nevada(1/2/2025)
RR
New Hampshire(1/2/2025)
RR
New Jersey(1/2/2025)
RR
New Mexico(1/2/2025)
RR
New York(1/2/2025)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/2/2025)
RR
Ohio(1/2/2025)
RR
Oklahoma(1/2/2025)
RR
Oregon(1/2/2025)
RR
Pennsylvania(1/2/2025)
RR
Rhode Island(1/2/2025)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/2/2025)
RR
Tennessee(1/2/2025)
IAR
Texas(12/19/2024)
RR
Texas(1/2/2025)
RR
Utah(1/2/2025)
RR
Vermont(1/2/2025)
RR
Virginia(1/26/2023)
IAR
Virginia(12/19/2024)
RR
Washington(1/2/2025)
RR
West Virginia(1/2/2025)
RR
Wisconsin(1/2/2025)
RR
Wyoming(1/2/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EVENTIDE ASSET MANAGEMENT, LLC
EVENTIDE ASSET MANAGEMENT, LLC
CRD#: 147110 / SEC#: 801-69154
RIA
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Contact information
Main Address
One International Place Suite 4210, Boston, MA 02110
Mailing Address
Phone number
(877) 771-3836
Established
Firm type
Fiscal year end
# of Employees
68
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 6,430,469,741 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
