Alexandra Espinosa

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CRD#: 6309387

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexandra Espinosa, who also goes by Alexandra Ann Hartter, Alexandra Hartter, was a registered financial professional .

Alexandra is a previously registered financial professional and started their career in finance in 2014. Alexandra had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alexandra Ann Hartter | Alexandra Hartter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 19, 2024 - May 5, 2026

EVENTIDE ASSET MANAGEMENT, LLC

RIA

CRD#: 147110

Fredericksburg, VA

Past

January 26, 2023 - March 23, 2026

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

January 15, 2019 - January 10, 2023

T. ROWE PRICE ASSOCIATES, INC.

RIA

CRD#: 105496

Fredericksburg, VA

Past

January 3, 2019 - January 10, 2023

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Past

July 13, 2017 - November 27, 2018

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

LOS ANGELES, CA

Past

April 22, 2014 - June 15, 2017

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EVENTIDE ASSET MANAGEMENT, LLC

CRD#: 147110 / SEC#: 801-69154

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/14/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/1/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/21/2014

Investment Company Products/Variable Contracts Representative Examination

Current Firm

EVENTIDE ASSET MANAGEMENT, LLC

CRD#: 147110 / SEC#: 801-69154

RIA

Registered Investment Advisory firm - (5/21/2008 Approved)

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Contact information

Main Address

One International Place Suite 4210, Boston, MA 02110

Mailing Address

Phone number

(877) 771-3836

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EVENTIDE BROCHURE - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 6,430,469,741

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexandra Espinosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

EVENTIDE ASSET MANAGEMENT, LLC

FORESIDE FUND SERVICES, LLC

T. ROWE PRICE ASSOCIATES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

CAPITAL CLIENT GROUP, INC.

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

Primary Firm SEC Registration

EVENTIDE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/14/2019

Series 63

Date: 5/24/2014

Series 7TO

Date: 3/1/2019

SIE

Date: 10/1/2018

Series 6

Date: 4/21/2014

Current Firm

EVENTIDE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EVENTIDE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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